SFC Licences of LU Cindy Xingyi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 13 January 2023 | |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 13 January 2023 | |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RE | 1 | 28 December 2021 | 17 November 2022 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RE | 4 | 28 December 2021 | 17 November 2022 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RE | 9 | 28 December 2021 | 17 November 2022 |