SFC Licences of ZHU Yiqian 朱一谦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 11 April 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 29 November 2021 20 March 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 29 November 2021 20 March 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 29 November 2021 20 March 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 29 November 2021 20 March 2022