SFC Licences of XIE Yeping 謝也萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 15 January 2024
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 15 January 2024
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 31 August 2022 18 December 2023
ICBC International Securities Limited 工銀國際證券有限公司 RE 4 31 August 2022 18 December 2023
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 31 August 2022 18 December 2023
Valuable Capital Limited 華盛資本証券有限公司 RE 4 02 December 2021 29 July 2022
Valuable Capital Limited 華盛資本証券有限公司 RE 1 02 December 2021 29 July 2022