SFC Licences of LAU Ka Siu 劉珈兆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 08 December 2021
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 08 December 2021