SFC Licences of MAN She Sum 文舒心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 05 August 2024 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 05 August 2024 | |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 05 August 2024 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 05 August 2024 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 05 August 2024 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 August 2024 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 10 January 2022 | 27 July 2024 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 January 2022 | 27 July 2024 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 10 January 2022 | 27 July 2024 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 10 January 2022 | 27 July 2024 |