SFC Licences of HAU Kin yan 侯健欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 06 January 2022 06 July 2022
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 06 January 2022 06 July 2022