SFC Licences of CHEN Zechun 陳澤春

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 12 January 2024
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 12 January 2024
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 24 January 2022 15 September 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 24 January 2022 15 September 2023