SFC Licences of HIGUCHI Junichi 樋口淳一

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 4 15 July 2022 13 December 2022
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 1 15 July 2022 13 December 2022