SFC Licences of TSOI Shan Shan 蔡柵柵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 26 July 2022 | 03 November 2022 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 26 July 2022 | 03 November 2022 |