SFC Licences of LI Cheuk Him 李卓謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Carlyon Securities Limited 格理昂證券有限公司 | RE | 1 | 14 July 2023 | |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 | RE | 9 | 14 July 2023 | |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 | RE | 9 | 02 September 2022 | 02 April 2023 |
| Carlyon Securities Limited 格理昂證券有限公司 | RE | 1 | 02 September 2022 | 02 April 2023 |