SFC Licences of JOSHI Swapnil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 10 May 2023 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 10 May 2023 | |
| Vantage Capital Markets HK Limited | RE | 1 | 05 September 2022 | 30 September 2022 |
| Vantage Capital Markets HK Limited | RE | 2 | 05 September 2022 | 30 September 2022 |