SFC Licences of WU Sum Yu Naree 胡心如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 September 2023 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 11 November 2022 | 22 July 2023 |