SFC Licences of OKADA Taiki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 19 January 2024 | 25 January 2024 |
UBS Securities Asia Limited | RE | 4 | 15 September 2023 | 22 September 2023 |
UBS Securities Asia Limited | RE | 4 | 29 May 2023 | 05 June 2023 |
UBS Securities Asia Limited | RE | 4 | 02 December 2022 | 08 December 2022 |