SFC Licences of PINGLE Jonathan Frederick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 10 January 2024 | 15 January 2024 |
| UBS Securities Asia Limited | RE | 4 | 05 January 2023 | 11 January 2023 |