SFC Licences of TANABE Jun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 27 July 2023 | 20 October 2023 |
| UBS Securities Asia Limited | RE | 1 | 14 April 2023 | 19 April 2023 |
| UBS Securities Asia Limited | RE | 4 | 18 January 2023 | 20 January 2023 |