SFC Licences of ALLEN Thomas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 05 February 2024 | 09 February 2024 |
| UBS Securities Asia Limited | RE | 4 | 02 February 2023 | 10 February 2023 |