SFC Licences of LIU Andrea Hai En 廖凯恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RE | 6 | 15 March 2023 | |
| Wells Fargo Securities Asia Limited | RE | 4 | 15 March 2023 | |
| Wells Fargo Securities Asia Limited | RE | 1 | 15 March 2023 |