SFC Licences of SHI Qianhong 史千弘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 18 August 2023 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 18 August 2023 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 August 2023 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 14 February 2023 | 24 June 2023 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 14 February 2023 | 24 June 2023 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 February 2023 | 24 June 2023 |