SFC Licences of NG Kwok Ting, Katherine 吳幗婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 01 March 2023 | 05 January 2024 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 01 March 2023 | 05 January 2024 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 March 2023 | 05 January 2024 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 March 2023 | 05 January 2024 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 01 March 2023 | 05 January 2024 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 01 March 2023 | 05 January 2024 |