SFC Licences of LAU Rio Nicole 劉康婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 28 December 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 28 December 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 28 December 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 07 March 2023 | 07 September 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 07 March 2023 | 07 September 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 07 March 2023 | 07 September 2023 |