SFC Licences of CHEN Chen 陈晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 01 August 2023 | |
| UBS Securities Asia Limited | RE | 4 | 31 March 2023 | 04 April 2023 |
| UBS Securities Asia Limited | RE | 4 | 03 March 2023 | 08 March 2023 |