SFC Licences of LI Heqing 李荷清
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 31 August 2023 | |
| UBS Securities Asia Limited | RE | 4 | 31 July 2023 | 11 August 2023 |
| UBS Securities Asia Limited | RE | 4 | 12 May 2023 | 18 May 2023 |
| UBS Securities Asia Limited | RE | 4 | 24 March 2023 | 01 April 2023 |