SFC Licences of OYAMA Ryo 大山 亮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 29 December 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 29 December 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 24 April 2023 05 November 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 24 April 2023 05 November 2023