SFC Licences of XIAO Qi 肖祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 24 August 2023 | 12 December 2023 |
| UBS Securities Asia Limited | RE | 4 | 15 May 2023 | 18 May 2023 |