SFC Licences of TAM Thomas Kwok Leung 譚國樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 3 | 28 March 2024 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 9 | 14 November 2023 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 4 | 14 November 2023 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 2 | 14 November 2023 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 1 | 14 November 2023 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 03 May 2023 | 28 March 2024 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 9 | 03 May 2023 | 14 November 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 4 | 03 May 2023 | 14 November 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 03 May 2023 | 14 November 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 03 May 2023 | 14 November 2023 |