SFC Licences of CONG Yue 丛悦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 20 October 2023 | 12 December 2023 |
| UBS Securities Asia Limited | RE | 4 | 28 June 2023 | 03 July 2023 |