SFC Licences of CAO Xiaozhou 曹小舟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 20 July 2023 | 29 December 2023 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 20 July 2023 | 29 December 2023 |