SFC Licences of TAM Pui Fei Ralph 譚沛斐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 | RE | 9 | 13 March 2024 | |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 | RE | 4 | 13 March 2024 | |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 13 March 2024 | |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 | RE | 9 | 04 September 2023 | 31 January 2024 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 4 | 04 September 2023 | 31 January 2024 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 04 September 2023 | 31 January 2024 |