SFC Licences of SPITTY Luke Robert Soltesz

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 6 06 September 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 06 September 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 06 September 2023