SFC Licences of SO Tsz Him 蘇子謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Novel Wealth Management Limited 諾緯資產管理有限公司 RO 9 23 September 2024
Novel Wealth Management Limited 諾緯資產管理有限公司 RO 4 23 September 2024
Novel Wealth Management Limited 諾緯資產管理有限公司 RO 1 23 September 2024
Novel Wealth Management Limited 諾緯資產管理有限公司 RE 1 01 February 2024 23 September 2024
Novel Wealth Management Limited 諾緯資產管理有限公司 RE 4 01 February 2024 23 September 2024
Novel Wealth Management Limited 諾緯資產管理有限公司 RE 9 01 February 2024 23 September 2024