SFC Licences of ROGERS James Stephen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 4 | 11 January 2024 | 17 January 2024 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 11 January 2024 | 17 January 2024 |