SFC Licences of GU Hongsheng 顧洪聲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 11 March 2024 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 11 March 2024 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 11 March 2024 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 11 March 2024 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 11 March 2024 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 11 March 2024 |