SFC Licenceholders of CS Wealth Securities Limited 中策富滙證券有限公司

Email
info@cswsec.com.hk
Website
www.cswsec.com.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHAN Shui Yuen 陳瑞源 RE 1 15 June 2016
CHIU Kar Kit 趙家傑 RO 1 03 November 2015
CHIU Kar Kit 趙家傑 RE 1 01 April 2003 03 November 2015
CHIU Kar Kit 趙家傑 RE 4 01 April 2003 14 June 2003
CHIU Kar Kit 趙家傑 RE 6 01 April 2003 14 June 2003
CHIU Kar Kit 趙家傑 RE 9 01 April 2003 14 June 2003
FUNG Tat Chung 馮達聰 RO 1 03 October 2017 20 October 2023
FUNG Tat Chung 馮達聰 RE 1 08 June 2017 03 October 2017
FUNG Tat Chung 馮達聰 RE 1 03 January 2006 14 October 2007
GU YiLi 谷伊麗 RE 1 27 September 2016 04 October 2019
HO Kwun Tat 何冠達 RE 1 29 December 2008 12 May 2013
JIANG Jun 蔣俊 RE 1 23 February 2024
LAI Kwai King, Peggy 賴桂琼 RE 1 01 April 2003 06 June 2016
LAI Kwai King, Peggy 賴桂琼 RE 9 01 April 2003 14 June 2003
LAI Kwai King, Peggy 賴桂琼 RE 6 01 April 2003 14 June 2003
LAI Kwai King, Peggy 賴桂琼 RE 4 01 April 2003 14 June 2003
LAU Tin Chi, Joseph 劉天賜 RE 1 01 April 2003 03 February 2004
LAU Tin Chi, Joseph 劉天賜 RE 9 01 April 2003 14 June 2003
LAU Tin Chi, Joseph 劉天賜 RE 4 01 April 2003 14 June 2003
LAU Tin Chi, Joseph 劉天賜 RE 6 01 April 2003 14 June 2003
LEUNG Lap Chi 梁立志 RO 1 05 September 2023
LEUNG Lap Chi 梁立志 RE 1 14 July 2023 05 September 2023
LEUNG Wing Shing 梁永昇 RO 1 02 September 2015 27 May 2019
LEUNG Wing Shing 梁永昇 RE 1 01 April 2003 02 September 2015
LEUNG Wing Shing 梁永昇 RE 6 01 April 2003 14 June 2003
LEUNG Wing Shing 梁永昇 RE 9 01 April 2003 14 June 2003
LEUNG Wing Shing 梁永昇 RE 4 01 April 2003 14 June 2003
LI Chiu To 李昭道 RO 1 01 April 2003 22 February 2016
LI Chiu To 李昭道 RO 4 01 April 2003 07 July 2003
LI Chiu To 李昭道 RO 6 01 April 2003 07 July 2003
LI Chiu To 李昭道 RO 9 01 April 2003 07 July 2003
LI Kit Hang, Karen 李陳潔行 RO 1 01 April 2003 22 February 2016
LI Kit Hang, Karen 李陳潔行 RO 4 01 April 2003 07 July 2003
LI Kit Hang, Karen 李陳潔行 RO 9 01 April 2003 07 July 2003
LI Kit Hang, Karen 李陳潔行 RO 6 01 April 2003 07 July 2003
NG Pik Ying 吳碧莹 RE 1 29 August 2017 28 September 2018
WANG Yu 王煜 RE 1 08 August 2016
WONG Shin U, Maisie 黃陳善茹 RO 1 01 April 2003 22 February 2016
WONG Shin U, Maisie 黃陳善茹 RO 9 01 April 2003 07 July 2003
WONG Shin U, Maisie 黃陳善茹 RO 4 01 April 2003 07 July 2003
WONG Shin U, Maisie 黃陳善茹 RO 6 01 April 2003 07 July 2003
WONG Wing Tong, Frederick 黃詠棠 RO 1 01 April 2003 22 February 2016
WONG Wing Tong, Frederick 黃詠棠 RO 4 01 April 2003 07 July 2003
WONG Wing Tong, Frederick 黃詠棠 RO 6 01 April 2003 07 July 2003
WONG Wing Tong, Frederick 黃詠棠 RO 9 01 April 2003 07 July 2003
YIU Yuet Mei 姚月美 RO 1 14 September 2023
YIU Yuet Mei 姚月美 RE 1 01 August 2023 14 September 2023
YU Kwun Po, Anson 余觀寶 RE 1 14 February 2024
YU Xikang RE 1 15 June 2016 15 November 2018
YUEN Ka Po 阮嘉寶 RE 1 08 October 2021
ZHU Kai 朱楷 RE 1 15 June 2016 18 February 2019