SFC Licences of YU Kwun Po, Anson 余觀寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CS Wealth Securities Limited 中策富滙證券有限公司 RE 1 14 February 2024
CS Wealth Asset Management Limited 中策富澤資產管理有限公司 RO 9 11 February 2020
CS Wealth Asset Management Limited 中策富澤資產管理有限公司 RO 4 11 February 2020
Sprout Asset Management (Asia) Limited RO 9 01 June 2017 31 December 2019
Sprout Asset Management (Asia) Limited RO 4 01 June 2017 31 December 2019
Sprout Asset Management (Asia) Limited RO 1 01 June 2017 31 December 2019
Sprout Asset Management (Asia) Limited RE 9 22 May 2017 01 June 2017
Sprout Asset Management (Asia) Limited RE 4 22 May 2017 01 June 2017
Sprout Asset Management (Asia) Limited RE 1 22 May 2017 01 June 2017
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 9 26 November 2014 12 May 2017
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 4 26 November 2014 12 May 2017
Quantsmile (HK) Limited 量盈(香港)有限公司 RE 9 16 November 2012 13 October 2014
T G Securities Limited 滙澤證券有限公司 RE 2 11 May 2011 13 October 2014
T G Securities Limited 滙澤證券有限公司 RE 1 11 May 2011 13 October 2014
UBS Securities Asia Limited RE 4 01 August 2007 16 May 2009