SFC Licenceholders of Audrey Chow Securities Limited 高陞證券有限公司

Email
nicholas@acstrade.com
Website
www.acstrade.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHIU Shu Wing 趙樹榮 RE 1 01 April 2003 17 June 2015
CHIU Shu Wing 趙樹榮 RE 4 01 April 2003 18 June 2003
CHIU Shu Wing 趙樹榮 RE 9 01 April 2003 18 June 2003
CHIU Shu Wing 趙樹榮 RE 6 01 April 2003 18 June 2003
CHOW Pei Fung, Audrey 周佩芬 RO 6 01 April 2003 10 May 2004
CHOW Pei Fung, Audrey 周佩芬 RO 4 01 April 2003 10 May 2004
CHOW Pei Fung, Audrey 周佩芬 RO 9 01 April 2003 10 May 2004
CHOW Pei Fung, Audrey 周佩芬 RO 1 01 April 2003
CHUNG Fong Yin 鍾仿賢 RE 1 03 February 2004 03 March 2016
HUI To Tung 許道東 RE 6 01 April 2003 18 February 2004
HUI To Tung 許道東 RE 9 01 April 2003 18 February 2004
HUI To Tung 許道東 RE 4 01 April 2003 18 February 2004
HUI To Tung 許道東 RE 1 01 April 2003
KWAN Kwok Kan 關國根 RE 6 01 April 2003 01 March 2005
KWAN Kwok Kan 關國根 RE 9 01 April 2003 01 March 2005
KWAN Kwok Kan 關國根 RE 4 01 April 2003 01 March 2005
KWAN Kwok Kan 關國根 RE 1 01 April 2003
LAM Tung Wai 林東偉 RE 1 23 July 2015 14 July 2017
LEE Kin Wing 李健榮 RE 9 01 April 2003 28 January 2004
LEE Kin Wing 李健榮 RE 6 01 April 2003 28 January 2004
LEE Kin Wing 李健榮 RE 4 01 April 2003 28 January 2004
LEE Kin Wing 李健榮 RE 1 01 April 2003
LO How Ki 羅厚基 RE 1 21 May 2003 04 August 2018
LOCK Nicholas 駱有隆 RO 1 07 June 2005
MOK Beatrice 莫綺文 RE 1 31 July 2006 15 June 2011
NG Shun Yi 吳舜宜 RE 1 01 April 2003 30 April 2016
NG Shun Yi 吳舜宜 RE 4 01 April 2003 01 August 2003
NG Shun Yi 吳舜宜 RE 9 01 April 2003 01 August 2003
NG Shun Yi 吳舜宜 RE 6 01 April 2003 01 August 2003
YAO Sha Ku Susie 姚霞姑 RE 9 01 April 2003 13 May 2004
YAO Sha Ku Susie 姚霞姑 RE 6 01 April 2003 13 May 2004
YAO Sha Ku Susie 姚霞姑 RE 4 01 April 2003 13 May 2004
YAO Sha Ku Susie 姚霞姑 RE 1 01 April 2003