SFC Licenceholders of Guotai Global Investments Limited 國泰全球投資管理有限公司
- GuotaiGlobal@hk.gtfund.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHEN Xuanren 陳宣任 | RE | 9 | 04 July 2019 | |
| CHEN Xuanren 陳宣任 | RE | 4 | 04 July 2019 | |
| CHEN Xuanren 陳宣任 | RE | 1 | 04 July 2019 | |
| CONG Cong 叢叢 | RE | 9 | 08 March 2021 | |
| CONG Cong 叢叢 | RE | 4 | 08 March 2021 | |
| CONG Cong 叢叢 | RE | 1 | 08 March 2021 | |
| FANG Tiantian 方天田 | RE | 9 | 27 July 2020 | 03 March 2023 |
| FANG Tiantian 方天田 | RE | 4 | 27 July 2020 | 03 March 2023 |
| FANG Tiantian 方天田 | RE | 1 | 27 July 2020 | 03 March 2023 |
| GU Wanru 谷婉茹 | RE | 1 | 13 August 2019 | |
| GU Wanru 谷婉茹 | RE | 9 | 31 December 2018 | |
| GU Wanru 谷婉茹 | RE | 4 | 31 December 2018 | |
| HUANG Hongping 黃洪萍 | RE | 9 | 15 August 2016 | 18 May 2018 |
| HUANG Hongping 黃洪萍 | RE | 4 | 15 August 2016 | 18 May 2018 |
| JIANG Zhengtai 姜征泰 | RE | 9 | 06 May 2022 | |
| JIANG Zhengtai 姜征泰 | RE | 4 | 06 May 2022 | |
| JIANG Zhengtai 姜征泰 | RE | 1 | 06 May 2022 | |
| LAU King Yan 劉璟欣 | RE | 9 | 28 November 2023 | |
| LAU King Yan 劉璟欣 | RE | 4 | 28 November 2023 | |
| LAU King Yan 劉璟欣 | RE | 1 | 28 November 2023 | |
| QI Jue 齊覺 | RO | 9 | 19 August 2015 | 01 May 2019 |
| QI Jue 齊覺 | RO | 4 | 19 August 2015 | 01 May 2019 |
| SHI Lei 石磊 | RE | 1 | 19 August 2019 | |
| SHI Lei 石磊 | RE | 9 | 19 July 2019 | |
| SHI Lei 石磊 | RE | 4 | 03 April 2019 | |
| WENG Ketong 翁可通 | RE | 9 | 06 January 2022 | |
| WENG Ketong 翁可通 | RE | 4 | 06 January 2022 | |
| WENG Ketong 翁可通 | RE | 1 | 06 January 2022 | |
| WU Xiangjun 吳向軍 | RO | 1 | 07 May 2019 | |
| WU Xiangjun 吳向軍 | RO | 9 | 19 August 2015 | |
| WU Xiangjun 吳向軍 | RO | 4 | 19 August 2015 | |
| ZHANG Yiyao 张懿瑶 | RE | 9 | 28 November 2023 | |
| ZHANG Yiyao 张懿瑶 | RE | 4 | 28 November 2023 | |
| ZHANG Yiyao 张懿瑶 | RE | 1 | 28 November 2023 | |
| ZHAO Jiayin 趙佳音 | RO | 9 | 13 March 2024 | |
| ZHAO Jiayin 趙佳音 | RO | 4 | 13 March 2024 | |
| ZHAO Jiayin 趙佳音 | RO | 1 | 13 March 2024 | |
| ZHOU Luoyan 周珞晏 | RE | 9 | 04 January 2019 | 08 October 2019 |
| ZHOU Luoyan 周珞晏 | RE | 4 | 04 January 2019 | 08 October 2019 |
| ZHOU Xiangyong 周向勇 | RO | 1 | 07 May 2019 | |
| ZHOU Xiangyong 周向勇 | RO | 9 | 19 August 2015 | |
| ZHOU Xiangyong 周向勇 | RO | 4 | 19 August 2015 | |
| ZHU Zhehong 朱哲弘 | RE | 9 | 28 November 2023 | |
| ZHU Zhehong 朱哲弘 | RE | 4 | 28 November 2023 | |
| ZHU Zhehong 朱哲弘 | RE | 1 | 28 November 2023 |