SFC Licenceholders of Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司
- wli@dragon-cap.com
- Website
- No website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHEN Danhua 陳丹華 | RO | 9 | 15 September 2022 | |
| CHEN Danhua 陳丹華 | RO | 4 | 15 September 2022 | |
| CHEN Danhua 陳丹華 | RO | 1 | 15 September 2022 | |
| CHEN Danhua 陳丹華 | RE | 9 | 28 November 2017 | 27 September 2018 |
| CHEN Sijia 陳思嘉 | RE | 9 | 21 April 2017 | 31 August 2018 |
| HAN Can 韓璨 | RE | 9 | 06 November 2018 | 07 December 2021 |
| HAN Can 韓璨 | RE | 1 | 06 November 2018 | 07 December 2021 |
| HAN Can 韓璨 | RE | 4 | 06 November 2018 | 07 December 2021 |
| TSAO Shui Cheong, Thomas 曹瑞昌 | RO | 4 | 28 February 2018 | 31 March 2022 |
| TSAO Shui Cheong, Thomas 曹瑞昌 | RO | 1 | 28 February 2018 | 31 March 2022 |
| TSAO Shui Cheong, Thomas 曹瑞昌 | RO | 9 | 27 September 2016 | 31 March 2022 |
| WU Chi Chung, Nelson 胡智聰 | RO | 4 | 28 February 2018 | 03 January 2020 |
| WU Chi Chung, Nelson 胡智聰 | RO | 1 | 28 February 2018 | 03 January 2020 |
| WU Chi Chung, Nelson 胡智聰 | RO | 9 | 27 September 2016 | 03 January 2020 |
| ZHAI Jun 翟隽 | RO | 4 | 28 February 2018 | |
| ZHAI Jun 翟隽 | RO | 1 | 28 February 2018 | |
| ZHAI Jun 翟隽 | RO | 9 | 27 September 2016 |