SFC Licences of TSAO Shui Cheong, Thomas 曹瑞昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ZhongYi Investment Managers Limited 中意投資經理有限公司 | RO | 9 | 13 June 2023 | |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 | RO | 4 | 13 June 2023 | |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 | RO | 4 | 28 February 2018 | 31 March 2022 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 | RO | 1 | 28 February 2018 | 31 March 2022 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 | RO | 9 | 27 September 2016 | 31 March 2022 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 31 August 2012 | 06 October 2015 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 11 August 2011 | 06 October 2015 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 14 April 2011 | 06 October 2015 |