SFC Licences of CHAU Li Hau 周李厚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RO | 1 | 25 June 2010 | 15 September 2011 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RE | 1 | 07 June 2010 | 25 June 2010 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RO | 1 | 19 March 2010 | 31 May 2010 |
| Rifa Securities Limited 日發證券有限公司 | RO | 1 | 24 December 2007 | 01 November 2008 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 22 November 2007 | 24 December 2007 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RO | 1 | 20 June 2007 | 09 November 2007 |
| EAA Securities Limited 東美證券有限公司 | RO | 1 | 03 February 2006 | 14 May 2007 |
| EAA Securities Limited 東美證券有限公司 | RO | 4 | 03 February 2006 | 14 May 2007 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RO | 1 | 17 March 2004 | 28 December 2005 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RO | 1 | 01 April 2003 | 28 April 2003 |