SFC Licences of LI Kai Yin 李啟賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 February 2018 | |
| Rich Pleasure Securities Limited 富欣證券有限公司 | RE | 1 | 02 March 2017 | 01 February 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 09 February 2017 | 21 February 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 December 2013 | 21 February 2017 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 29 January 2007 | 04 September 2013 |
| Hermes Securities Limited 凱敏證券有限公司 | RE | 1 | 01 April 2003 | 19 January 2007 |
| Hermes Securities Limited 凱敏證券有限公司 | RE | 9 | 01 April 2003 | 20 January 2005 |
| Hermes Securities Limited 凱敏證券有限公司 | RE | 6 | 01 April 2003 | 20 January 2005 |
| Hermes Securities Limited 凱敏證券有限公司 | RE | 4 | 01 April 2003 | 20 January 2005 |