Current licenceholders of AEN894 China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| LI Hemin 李赫民 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 October 2020 |
| LONG Liang 龙亮 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 October 2020 |
| ZHOU Guang 周光 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 October 2020 |
| TONG Yuhao 童予皓 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 October 2020 |
| TANG Junyi 湯俊怡 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 October 2020 |
| QU Yang 屈楊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 20 October 2020 |
| SONG Weishi 宋唯實 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 October 2020 |
| WEI Jia 魏佳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 15 October 2020 |
| GUO Li 郭麗 | RE | [1] (Dealing in Securities) | 15 October 2020 |
| MENG Fanzhong 孟繁中 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 October 2020 |
| ZHANG Yang 張揚 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 15 October 2020 |
| LI Jiasen 李甲森 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 October 2020 |
| JIAN Yufei 簡宇飛 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 October 2020 |
| WU Ying 伍瑩 | RE | [1] (Dealing in Securities) | 05 October 2020 |
| LI Yinkang 李胤康 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 05 October 2020 |
| MAO Yue 毛悦 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 05 October 2020 |
| GAO Jing 高婧 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 05 October 2020 |
| NI Zhangting 倪張汀 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 October 2020 |
| REN Cong 任聰 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 30 September 2020 |
| ZUO Pangli 左雱梨 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 30 September 2020 |
| YEUNG Wai Shing 楊偉成 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 September 2020 |
| GE Chen 葛晨 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 September 2020 |
| DENG Zhibo 鄧志波 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 24 September 2020 |
| DI Hanhua 底翰華 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 September 2020 |
| GAO Mengxuan 高夢璇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 September 2020 |
| GU Zhihan 顧之涵 | RE | [1] (Dealing in Securities) | 22 September 2020 |
| YANG Yingqi 楊穎琪 | RE | [1] (Dealing in Securities) | 22 September 2020 |
| JI Hongyu 冀宏宇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 September 2020 |
| QI Tingting 戚婷婷 | RE | [1] (Dealing in Securities) | 18 September 2020 |
| LEUNG Ka Man 梁家民 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 September 2020 |
| YUAN Haozhe 袁浩哲 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 September 2020 |
| JIA Weimian 賈維勉 | RE | [1] (Dealing in Securities) | 16 September 2020 |
| YANG Sen 楊森 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 15 September 2020 |
| LAM Yan Ki 林恩祈 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 September 2020 |
| MENG Hongyu 孟宏禹 | RE | [1] (Dealing in Securities) | 15 September 2020 |
| LIN Yuqing 林雨青 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 September 2020 |
| CHEN Weihang 陳偉航 | RE | [1] (Dealing in Securities) | 07 September 2020 |
| HUANG Jiangyan 黄江岩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 September 2020 |
| ZHANG Wenlang 張文朗 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 September 2020 |
| LU Junyi 陸隽怡 | RE | [4] (Advising on Securities) | 02 September 2020 |
| ZUO Sa 左颯 | RE | [4] (Advising on Securities) | 02 September 2020 |
| NGAI Siu Chung 倪兆宗 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 September 2020 |
| WANG Chen 王琛 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 01 September 2020 |
| LENG Wenhao 冷文浩 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 01 September 2020 |
| ZHU Lei 朱蕾 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 01 September 2020 |
| HE Lu 何璐 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 September 2020 |
| LIANG Lulu 梁璐璐 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 August 2020 |
| FAN Hao 范好 | RE | [1] (Dealing in Securities) | 27 August 2020 |
| MU Yu 穆鈺 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 27 August 2020 |
| JI Xianming 季顯明 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 26 August 2020 |
| ZHOU Xiangguang 周相光 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 25 August 2020 |
| QIN Jinfeng 秦勁風 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 25 August 2020 |
| DUAN Yingxin 段瓔芯 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 20 August 2020 |
| LI Jing 李静 | RE | [1] (Dealing in Securities) | 19 August 2020 |
| JI Kai 季凱 | RE | [4] (Advising on Securities) | 18 August 2020 |
| JIN Yi 金奕 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 August 2020 |
| LIANG Liqi 梁栗萁 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 August 2020 |
| CHEN Huilun 陳惠倫 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 August 2020 |
| ZHANG Yuang 張雨昂 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 August 2020 |
| OU Shuting 歐舒婷 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 August 2020 |
| DUAN Yining 段毅寧 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 August 2020 |
| ZHANG Xinyue 章心玥 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 August 2020 |
| JIN Yan 金燕 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 August 2020 |
| JIAN Qiao 簡僑 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 12 August 2020 |
| CHEN Wei 陳瑋 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 August 2020 |
| XU Dingxin 許丁心 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 August 2020 |
| LI Colin Yi 李奕 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 August 2020 |
| XU Jun 徐俊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 10 August 2020 |
| YANG Bowen 楊博文 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 August 2020 |
| YE Xiaojun 叶校均 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 August 2020 |
| XIONG Yanshen 熊延深 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 05 August 2020 |
| HAN Wei 韓巍 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 05 August 2020 |
| LIU Fan 劉帆 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 August 2020 |
| MA Zhiyuan 馬致遠 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 August 2020 |
| CAO Jian 曹劍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 August 2020 |
| WONG Hin Fung 黃櫶鋒 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 August 2020 |
| ZHANG Jingyu 張靖宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 August 2020 |
| LIU Xiaoyue 劉筱悅 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 August 2020 |
| CHEN Chao 陳潮 | RE | [4] (Advising on Securities) | 16 July 2020 |
| WANG Cui 王璀 | RE | [4] (Advising on Securities) | 16 July 2020 |
| SONG Fang 宋方 | RE | [4] (Advising on Securities) | 16 July 2020 |
| ZHANG Tiansheng 張天晟 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 July 2020 |
| CHEN Cheng 陳騁 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 July 2020 |
| WANG Chao 王超 | RE | [4] (Advising on Securities) | 03 July 2020 |
| GUO Jiahua 郭佳華 | RE | [4] (Advising on Securities) | 03 July 2020 |
| SHEN Yixuan 沈軼烜 | RE | [1] (Dealing in Securities) | 02 July 2020 |
| PAN Fei 潘斐 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 July 2020 |
| LIN Juan 林娟 | RE | [1] (Dealing in Securities) | 02 July 2020 |
| FENG Jingshan 馮景山 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 July 2020 |
| YAO Junfei 姚駿飛 | RE | [1] (Dealing in Securities) | 02 July 2020 |
| QIAO Yong 喬雍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 June 2020 |
| ZHANG Shuowen 張爍文 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 June 2020 |
| WU Ziwei 吳梓維 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 June 2020 |
| LI Xiaojing 李曉婧 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 June 2020 |
| HONG Wei Gang 洪偉剛 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 June 2020 |
| KONG Dejin 孔德進 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 June 2020 |
| HUANG He 黄河 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 June 2020 |
| QI Yao 漆遙 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 June 2020 |
| SHU Junzhe 舒俊哲 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 June 2020 |
| CHI Fengting 池峰挺 | RE | [1] (Dealing in Securities) | 08 June 2020 |
| ZHU Xiaofei 祝曉飛 | RE | [4] (Advising on Securities) | 29 May 2020 |
| CHEN Jingjing 陳靜靜 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 29 May 2020 |
| CHEN Zhenhao 陳楨皓 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 May 2020 |
| WANG Minchen 王旻辰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 May 2020 |
| WANG Hanfeng 王汉鋒 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 May 2020 |
| ZHONG Li 鍾立 | RE | [1] (Dealing in Securities) | 27 May 2020 |
| DENG Ziyu 鄧子昱 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 May 2020 |
| CHEN Yan 陳彥 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 25 May 2020 |
| LI Bowen 李博聞 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 25 May 2020 |
| LIAO Chenxiang 廖晨翔 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 May 2020 |
| YU Shuyang 于舒洋 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 21 May 2020 |
| YANG Xiaotian 楊小天 | RE | [1] (Dealing in Securities) | 21 May 2020 |
| GUAN Hongyu 管宏宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 May 2020 |
| SUN Xinyi 孫欣怡 | RE | [1] (Dealing in Securities) | 20 May 2020 |
| WEI Zhenbang 魏楨邦 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 20 May 2020 |
| JIN Xiaoxuan 金曉軒 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 May 2020 |
| ZHAO Lijian 趙利建 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 May 2020 |
| XU Zhuonan 徐卓楠 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 May 2020 |
| KANG Junhui 康君慧 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 May 2020 |
| LI Yanlin 李豔琳 | RO | [1] (Dealing in Securities) | 15 May 2020 |
| SU Shixian 蘇詩銜 | RE | [1] (Dealing in Securities) | 13 May 2020 |
| WAN Jing 萬菁 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 May 2020 |
| CHENG Yizhe 程一喆 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 May 2020 |
| CHENG Sijing 程思婧 | RE | [1] (Dealing in Securities) | 13 May 2020 |
| DONG Xiaohua 董小華 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 May 2020 |
| XU Fang 徐放 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 May 2020 |
| DAI Wenwen 戴雯雯 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 May 2020 |
| WANG Shiqing 王世清 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 April 2020 |
| WEI Ou 魏歐 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 April 2020 |
| WANG Fei 王非 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 20 April 2020 |
| YE Fang 葉放 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 16 April 2020 |
| HO Yuen Pang, Jason 何遠鵬 | RE | [2] (Dealing in Futures Contracts) | 09 April 2020 |
| WANG Ruguo 王如果 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 31 March 2020 |
| CUI Can 崔璨 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 31 March 2020 |
| WANG Xueyuan 王雪原 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 27 March 2020 |
| LIU Yehong 劉業鴻 | RE | [1] (Dealing in Securities) | 24 March 2020 |
| KONG Hoi Ming 江海明 | RE | [1] (Dealing in Securities) | 24 March 2020 |
| TRINH Eddie Khang Thach 鄭凱天 | RE | [2] (Dealing in Futures Contracts) | 23 March 2020 |
| YANG Leijie 楊磊傑 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 20 March 2020 |
| ZHOU Yinbin 周銀斌 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 March 2020 |
| CHEN Junxi 陳俊羲 | RE | [1] (Dealing in Securities) | 11 March 2020 |
| ZHU Honghao 朱弘昊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 February 2020 |
| WU Di 吳頔 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 February 2020 |
| LI Jie 李杰 | RO | [6] (Advising on Corporate Finance) | 04 February 2020 |
| XUAN Hejun 宣和君 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 January 2020 |
| KONG Xiangxiang Andy 孔翔翔 | RE | [1] (Dealing in Securities) | 23 January 2020 |
| WANG Zhaowen 王兆文 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 January 2020 |
| ZHU Di 祝迪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 22 January 2020 |
| WU Dingding 吳鼎鼎 | RE | [1] (Dealing in Securities) | 22 January 2020 |
| WEI Zhanyi 魏占一 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 January 2020 |
| LI Danyu 李丹羽 | RE | [1] (Dealing in Securities) | 15 January 2020 |
| ZHOU Jian 周建 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 January 2020 |
| YANG Pu 楊樸 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 January 2020 |
| WANG Chuzhao 王楚昭 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 January 2020 |
| XIE Juanyi 謝鵑翼 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 January 2020 |
| LIN Sijie 林思婕 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 January 2020 |
| JIANG Yanwen 姜彦文 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 January 2020 |
| LIU Heru 劉鶴如 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 January 2020 |
| MA Wenhui 馬文輝 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 January 2020 |
| LAI Chun Chiu 賴俊超 | RO | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 January 2020 |
| LIU Guodong 劉國東 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 December 2019 |
| DAI Zhiyuan 戴志遠 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 30 December 2019 |
| WEN Baoqi 溫寶琦 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 December 2019 |
| HUANG Tieqi 黃鐵奇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 30 December 2019 |
| LI Zhe 李哲 | RE | [1] (Dealing in Securities) | 27 December 2019 |
| CHEN Zilin 陳姿霖 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 December 2019 |
| LAN Yuefei 藍悅霏 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 December 2019 |
| TANG Kelvin 唐振剛 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 December 2019 |
| GAO Yingtong 高英桐 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 December 2019 |
| REN Jinlei 任金磊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 December 2019 |
| CHEN Xudong 陳旭東 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 December 2019 |
| ZHANG Xuekong 張學孔 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 December 2019 |
| FU Bin 付彬 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 December 2019 |
| LI Xingzhuo 李興卓 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 December 2019 |
| SONG Yuting 宋玉婷 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 December 2019 |
| HE Xin 賀新 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 12 December 2019 |
| ZHANG Hongting 張宏婷 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 10 December 2019 |
| YIN Zhe 尹哲 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 December 2019 |
| DONG Yunfei 董云飞 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 November 2019 |
| TIAN Yu 田宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 25 November 2019 |
| LI Zhiming 李之明 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 November 2019 |
| CHEN Jieyi 陳潔義 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 November 2019 |
| HE Xiaoxiao 賀瀟瀟 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 06 November 2019 |
| WANG Haibo 王海波 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 November 2019 |
| TANG Qianxia 唐倩霞 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 November 2019 |
| HUA Tianyue 華恬悅 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 04 November 2019 |
| ZHOU Xinyuan 周歆媛 | RE | [2] (Dealing in Futures Contracts) | 01 November 2019 |
| YAO Xunyu 姚遜宇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 November 2019 |
| GUO Qilin 郭奇林 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 31 October 2019 |
| XU Jia 許佳 | RO | [1] (Dealing in Securities) | 30 October 2019 |
| YAO Xudong 姚旭東 | RO | [1] (Dealing in Securities) | 28 October 2019 |
| JIA Jia 賈嘉 | RE | [2] (Dealing in Futures Contracts) | 28 October 2019 |
| ZHAO Ronghua 趙榮華 | RE | [1] (Dealing in Securities) | 21 October 2019 |
| GAO Shu 高書 | RO | [1] (Dealing in Securities) | 18 October 2019 |
| CUI Xinyuan 崔馨元 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 October 2019 |
| LIN Jianwen 林劍文 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 October 2019 |
| ZHU Zhouchen 朱周晨 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 October 2019 |
| YI Feng 衣豐 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 15 October 2019 |
| CHEN Yipeng 陳逸鵬 | RE | [1] (Dealing in Securities) | 14 October 2019 |
| TANG Tian 唐湉 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 October 2019 |
| WANG Ziwei 王子惟 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 October 2019 |
| YU Kam Tong 余錦棠 | RE | [4] (Advising on Securities) | 03 October 2019 |
| ZHOU Xinyuan 周歆媛 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 October 2019 |
| CHEN Jianheng 陳健恒 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 September 2019 |
| SUN Yuanqi 孫元祺 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 September 2019 |
| LIU Qihui 劉綺慧 | RE | [1] (Dealing in Securities) | 25 September 2019 |
| LI Qiwei 李奇蔚 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 25 September 2019 |
| CHEN Jiadian 陳佳鈿 | RE | [2] (Dealing in Futures Contracts) | 18 September 2019 |
| FOWLER Luke | RE | [2] (Dealing in Futures Contracts) | 17 September 2019 |
| YAO Simone Tong | RE | [4] (Advising on Securities) | 17 September 2019 |
| ZHANG Nan 張楠 | RE | [1] (Dealing in Securities) | 17 September 2019 |
| ZHANG Keming 張珂銘 | RE | [2] (Dealing in Futures Contracts) | 17 September 2019 |
| ZHU Jingyan 祝境延 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 September 2019 |
| WONG Chi Man 黃智雯 | RE | [2] (Dealing in Futures Contracts) | 13 September 2019 |
| CHAN Man Lok 陳文樂 | RE | [2] (Dealing in Futures Contracts) | 12 September 2019 |
| YU Kam Tong 余錦棠 | RE | [1] (Dealing in Securities) | 11 September 2019 |
| CAO Xinyu 曹昕宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 September 2019 |
| YE Ying 葉瑩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 September 2019 |
| YAO Simone Tong | RE | [1] (Dealing in Securities) | 09 September 2019 |
| ZHANG Wangyi 張王禕 | RE | [2] (Dealing in Futures Contracts) | 06 September 2019 |
| LI Nailin 李乃霖 | RE | [2] (Dealing in Futures Contracts) | 06 September 2019 |
| WANG Junqi 王浚淇 | RE | [2] (Dealing in Futures Contracts) | 06 September 2019 |
| WANG Beichen 王北辰 | RE | [2] (Dealing in Futures Contracts) | 06 September 2019 |
| LU Shiwei 盧師維 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 September 2019 |
| YAO Yao 姚瑤 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 September 2019 |
| LIU Bingbing 劉冰冰 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 September 2019 |
| ZHOU Weishan 周瑋姍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 August 2019 |
| ZHANG Zhejia 張哲嘉 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 August 2019 |
| CHEN Zhiyong 陳志勇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 August 2019 |
| YU Jianlei 于建磊 | RE | [2] (Dealing in Futures Contracts) | 23 August 2019 |
| TANG Hin Lun 鄧衍鏻 | RE | [2] (Dealing in Futures Contracts) | 22 August 2019 |
| ZENG Zizhang 曾子章 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 August 2019 |
| LUO Jing 羅菁 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 August 2019 |
| KAO Tze Jing 高子靖 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 August 2019 |
| XIAO Chimin 肖馳民 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 16 August 2019 |
| LIU Yilu 劉逸路 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 August 2019 |
| WANG Junbo 王俊博 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 August 2019 |
| BU Yunzhi 布雲志 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 August 2019 |
| ZHEN Hao 甄昊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 August 2019 |
| SHAO Yuqing 邵雨晴 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 August 2019 |
| ZHANG Zenghao 張增浩 | RE | [1] (Dealing in Securities) | 14 August 2019 |
| CHENG Yu 成宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 13 August 2019 |
| WANG Yiyu 王翼羽 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 August 2019 |
| ZHOU Yang 周陽 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 August 2019 |
| WONG Yin Yee 黃燕儀 | RE | [1] (Dealing in Securities) | 09 August 2019 |
| YI Jiaqi 易佳琪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 August 2019 |
| WANG Yufei 王宇飛 | RE | [6] (Advising on Corporate Finance) | 08 August 2019 |
| SUN Jiexi 孫婕西 | RE | [1] (Dealing in Securities) | 08 August 2019 |
| YU Yisheng 於軼晟 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 August 2019 |
| TU Yunsheng 涂允升 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 August 2019 |
| XU Ying 徐穎 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 August 2019 |
| DU Yao 杜瑤 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 August 2019 |
| TO Derek Kai Chung 杜啟聰 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 July 2019 |
| HU Jingxuan 胡景軒 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 31 July 2019 |
| NG Chi Kwan 吳志均 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 July 2019 |
| WANG Jiyuan 王紀元 | RE | [1] (Dealing in Securities) | 30 July 2019 |
| LEE Ka Ming 李嘉銘 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 July 2019 |
| ZHUANG Jiejing 庄洁婧 | RE | [1] (Dealing in Securities) | 23 July 2019 |
| TIAN Dan 田聃 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 July 2019 |
| YU Zhonghai 于鐘海 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 July 2019 |
| ZHOU Shiyu 周時羽 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 15 July 2019 |
| CHEN Jiadian 陳佳鈿 | RE | [1] (Dealing in Securities) | 15 July 2019 |
| WANG Zhao 王昭 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 July 2019 |
| QIAN Cheng 錢程 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 July 2019 |
| CHENG Kot Shan 鄭葛珊 | RE | [1] (Dealing in Securities) | 03 July 2019 |
| TONG Xuanzi 童璇子 | RE | [4] (Advising on Securities) | 03 July 2019 |
| WEI Lulu 韋璐璐 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 July 2019 |
| YANG Hao 楊浩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 July 2019 |
| XIE Ci 謝辭 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 July 2019 |
| LIN Wenlin 林雯琳 | RE | [1] (Dealing in Securities) | 02 July 2019 |
| CHENG Yu 程昱 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 July 2019 |
| YANG Bing 楊冰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 June 2019 |
| DONG Xu 東旭 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 June 2019 |
| WU Xia 吳夏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 June 2019 |
| HUANG Daxin 黃達鑫 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 June 2019 |
| TONG Junhao 童俊豪 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 27 June 2019 |
| WANG Shuyuan 王書源 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 27 June 2019 |
| ZHONG Yiyang 鐘亦陽 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 27 June 2019 |
| TAN Pan 譚畔 | RE | [4] (Advising on Securities) | 26 June 2019 |
| BAN Chengwei 班乘煒 | RE | [1] (Dealing in Securities) | 26 June 2019 |
| YE Xin 葉昕 | RE | [4] (Advising on Securities) | 24 June 2019 |
| ZHANG Hongyi 張洪一 | RE | [4] (Advising on Securities) | 24 June 2019 |
| LI Jizhe 李吉喆 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 June 2019 |
| HO Yan Shing 何恩成 | RE | [1] (Dealing in Securities) | 21 June 2019 |
| WONG Kim Ping 黃劍萍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 June 2019 |
| LUO Zirong 羅梓榕 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 20 June 2019 |
| HU Xiaojun 胡霄俊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 20 June 2019 |
| WANG Pu 王璞 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 June 2019 |
| WANG Ziqian 王子千 | RE | [1] (Dealing in Securities) | 14 June 2019 |
| ZHANG Keming 張珂銘 | RE | [1] (Dealing in Securities) | 14 June 2019 |
| CHEN Chi Ho 陳志豪 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 June 2019 |
| HE Munan 賀慕楠 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 June 2019 |
| CHENG Chao 程超 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 June 2019 |
| WANG Pengfei 王鵬飛 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 10 June 2019 |
| LIN Ke 林可 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 10 June 2019 |
| SHAO Ying 邵贏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 June 2019 |
| YU Jianlei 于建磊 | RE | [1] (Dealing in Securities) | 04 June 2019 |
| LU Chen 陸辰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 June 2019 |
| LIU Gangxian 劉鋼賢 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 June 2019 |
| WANG Jingwen 王菁文 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 June 2019 |
| CHEN Fang 陳芳 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 June 2019 |
| WONG Cheung Kwan 王長坤 | RE | [4] (Advising on Securities) | 03 June 2019 |
| LEE Wing Han 李穎嫻 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 May 2019 |
| DENG Yuchen 鄧宇晨 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 May 2019 |
| DANG Yi 黨儀 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 29 May 2019 |
| LI Binnan 李彬楠 | RO | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 22 May 2019 |
| KE Fengzhou 柯逢洲 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 May 2019 |
| WANG Lei 王磊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 May 2019 |
| FAN Sik Ling, Jacqueline 范惜玲 | RE | [1] (Dealing in Securities) | 10 May 2019 |
| ZHANG Qingyu 張清昱 | RE | [6] (Advising on Corporate Finance) | 06 May 2019 |
| JIANG Da 姜達 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 April 2019 |
| FENG Xue 馮雪 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 April 2019 |
| LIU Zhendong 劉振東 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 April 2019 |
| SUN Yu 孫煜 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 April 2019 |
| CHEN Zhenhong 陳振宏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 April 2019 |
| ZHAO Co Co Ke 趙可 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 April 2019 |
| HUANG Yilong 黃毅龍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 April 2019 |
| SHI Feng 施锋 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 April 2019 |
| PAN Nianou 潘念歐 | RE | [4] (Advising on Securities) | 08 April 2019 |
| LIU Qingchuan 劉晴川 | RO | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 April 2019 |
| HE Wei 何惟 | RE | [6] (Advising on Corporate Finance) | 08 April 2019 |
| ZHU Hongda 朱宏達 | RE | [6] (Advising on Corporate Finance) | 08 April 2019 |
| LIU Xuyang 劉旭陽 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 April 2019 |
| HUANG Yi 黃弋 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 April 2019 |
| SHEN Qiong 沈琼 | RE | [4] (Advising on Securities) | 01 April 2019 |
| ZHAO Kang 趙康 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 March 2019 |
| XU Lu 徐路 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 22 March 2019 |
| LI Meng 李萌 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 March 2019 |
| LI Zhuoyi 李卓异 | RE | [6] (Advising on Corporate Finance) | 19 March 2019 |
| XU Yizhe 許宜哲 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 March 2019 |
| SHEN Qiong 沈琼 | RE | [1] (Dealing in Securities) | 18 March 2019 |
| CHEN Xuyang 陳旭阳 | RE | [6] (Advising on Corporate Finance) | 18 March 2019 |
| YE Wangzhen 葉望蓁 | RE | [4] (Advising on Securities) | 18 March 2019 |
| ZHANG Chong 張翀 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 14 March 2019 |
| ZHANG Xiaoyi 張瀟弈 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 March 2019 |
| XING Yifan 邢一帆 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 March 2019 |
| WEI Dejun 魏德俊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 March 2019 |
| LIU Yaqing 劉雅青 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 March 2019 |
| YU Jiaolong 余姣龍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 March 2019 |
| YIP Wai Yan 葉渭茵 | RE | [1] (Dealing in Securities) | 08 March 2019 |
| QI Jiawen 戚嘉文 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 March 2019 |
| CHEN Hui 陳輝 | RE | [1] (Dealing in Securities) | 08 March 2019 |
| LI Zhuoyi 李卓异 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 March 2019 |
| JIANG Xinhao 蔣昕昊 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 March 2019 |
| XIE Wangqin 謝望欽 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 06 March 2019 |
| ZHAI Ying 翟贏 | RE | [4] (Advising on Securities) | 04 March 2019 |
| LAI Tianxing 賴天行 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 March 2019 |
| BAI Yang 白楊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 March 2019 |
| CHEN Kai 陳凱 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 February 2019 |
| TANG Hin Lun 鄧衍鏻 | RE | [1] (Dealing in Securities) | 22 February 2019 |
| WANG Xinyuan 王馨苑 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 February 2019 |
| LIU Lingge 劉靈鴿 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 February 2019 |
| HUANG Yujian 黄宇健 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 February 2019 |
| DU Mingchong 杜明沖 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 February 2019 |
| SHEN Shibai 沈詩白 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 February 2019 |
| WU Yuyang 吳雨陽 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 February 2019 |
| XIAO Shu 肖澍 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 January 2019 |
| WU Wenqi 吳聞起 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 January 2019 |
| YU Weijiang 于維疆 | RO | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 January 2019 |
| WANG Ke 汪珂 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 January 2019 |
| WANG Jian 王健 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 January 2019 |
| SUN Shuren 孫樹人 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 January 2019 |
| QIN Qing 秦晴 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 January 2019 |
| LIU Jia 劉佳 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 January 2019 |
| TANG Xun 湯遜 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 January 2019 |
| LIU Changtai 劉昌泰 | RE | [6] (Advising on Corporate Finance) | 16 January 2019 |
| CEN Jianghua 岑江華 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 January 2019 |
| HUANG Xiaomi 黄小米 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 January 2019 |
| RUAN Xiaonan 阮曉男 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 January 2019 |
| YAO Xun 姚迅 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 January 2019 |
| DING Yan 丁艷 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 January 2019 |
| ZHANG Ao 張澳 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 January 2019 |
| TAN Xiaoyong 譚小勇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 January 2019 |
| XU Zhijun 徐志駿 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 January 2019 |
| ZHANG Yuan 張元 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 January 2019 |
| LI Li 李莉 | RO | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 10 January 2019 |
| WANG Sheng 王盛 | RE | [1] (Dealing in Securities) | 10 January 2019 |
| HU Shutong 胡舒童 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 December 2018 |
| WANG Di 王帝 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 December 2018 |
| YAO Xudong 姚旭東 | RO | [6] (Advising on Corporate Finance) | 17 December 2018 |
| SUN Jingxuan 孫靖譞 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 December 2018 |
| SHAO Yili 邵伊麗 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 December 2018 |
| YU Miao 于淼 | RE | [1] (Dealing in Securities) | 12 December 2018 |
| XU Kuo 徐闊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 December 2018 |
| SU Zijian 蘇子健 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 December 2018 |
| ZHAO Jiaqi 趙佳琦 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 December 2018 |
| YUAN Meng 袁夢 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 December 2018 |
| GUO Yun 郭允 | RE | [1] (Dealing in Securities) | 03 December 2018 |
| QIAO Xiaowei 喬小爲 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 December 2018 |
| WONG Cheung Kwan 王長坤 | RE | [1] (Dealing in Securities) | 03 December 2018 |
| CHEN Ge 晨舸 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 December 2018 |
| WU Zihao 武子豪 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 26 November 2018 |
| ZUO Sa 左颯 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 26 November 2018 |
| REN Mengqi 任孟琦 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 November 2018 |
| LIU Yixuan 劉亦軒 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 November 2018 |
| LIAO Hanqing 廖漢卿 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 November 2018 |
| MA Jiajia 馬佳佳 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 November 2018 |
| ZHANG Muyun 張牧云 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 14 November 2018 |
| FAN Xueling 范雪玲 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 November 2018 |
| BAGAN Joanne Fredell | RE | [1] (Dealing in Securities) | 14 November 2018 |
| YANG Xin 楊鑫 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 November 2018 |
| ZHOU Yuzhe 周毓哲 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 November 2018 |
| MA Qiang 馬強 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 November 2018 |
| WU Weijing 吳為靖 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 06 November 2018 |
| YANG Timothy Tian 楊天 | RE | [1] (Dealing in Securities) | 05 November 2018 |
| LI Yi 李屹 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 05 November 2018 |
| CLARK Peter Tilman | RE | [1] (Dealing in Securities) | 30 October 2018 |
| LONG Liang 龙亮 | RO | [6] (Advising on Corporate Finance) | 29 October 2018 |
| LIAN Minwei 連敏偉 | RO | [1] (Dealing in Securities) | 29 October 2018 |
| CAO Yu 曹宇 | RE | [1] (Dealing in Securities) | 22 October 2018 |
| XU Jia 許佳 | RO | [6] (Advising on Corporate Finance) | 22 October 2018 |
| WONG Cheung Kwan 王長坤 | RE | [6] (Advising on Corporate Finance) | 22 October 2018 |
| RAN Miao 冉淼 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 October 2018 |
| WU Yuting 吳妤婷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 October 2018 |
| LEUNG Chin Hei 梁展熹 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 October 2018 |
| LING Qian 凌倩 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 October 2018 |
| PU Han | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 October 2018 |
| CHUANG Miin I, Zoe 莊閔伊 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 October 2018 |
| WANG He 王鶴 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 October 2018 |
| WANG Shunyao 王舜堯 | RE | [1] (Dealing in Securities) | 08 October 2018 |
| YANG Yafei 楊雅菲 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 October 2018 |
| ZHU Xiaofei 祝曉飛 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 October 2018 |
| WANG Lanzhou 王瀾舟 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 05 October 2018 |
| LIU Fei 劉飛 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 September 2018 |
| HUA Shitian 華詩恬 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 September 2018 |
| ZHANG Yongcheng 張永誠 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 24 September 2018 |
| SHI Chen 史辰 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 September 2018 |
| JI Yanbin 冀燕彬 | RE | [4] (Advising on Securities) | 20 September 2018 |
| HUNG Hsiang-Shih 洪翔詩 | RE | [4] (Advising on Securities) | 20 September 2018 |
| ZHANG Ruixin 張瑞昕 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 September 2018 |
| MO Yulu 莫雨璐 | RE | [1] (Dealing in Securities) | 14 September 2018 |
| MA Li 馬力 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 September 2018 |
| CHEN Wan 陳宛 | RO | [6] (Advising on Corporate Finance) | 10 September 2018 |
| ZHAO Xinyue 趙欣悅 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 September 2018 |
| LIANG Qingyang 梁慶揚 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 10 September 2018 |
| HUNG Hsiang-Shih 洪翔詩 | RE | [1] (Dealing in Securities) | 06 September 2018 |
| WANG Zhou 王舟 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 September 2018 |
| DING Ning 丁寧 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 September 2018 |
| CHEN Xulin 陳旭臨 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 September 2018 |
| WANG Lei 王雷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 September 2018 |
| LIT Ho Man, Vienna 列皓敏 | RE | [4] (Advising on Securities) | 31 August 2018 |
| PAN Yongyong 潘永永 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 August 2018 |
| YANGYANG Hanguang 陽楊漢光 | RE | [1] (Dealing in Securities) | 31 August 2018 |
| CI Yuan 慈媛 | RE | [4] (Advising on Securities) | 30 August 2018 |
| CHEN Xiaowei 陳小薇 | RE | [4] (Advising on Securities) | 30 August 2018 |
| LI Mengzhu 李夢竹 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 29 August 2018 |
| MO Yulu 莫雨璐 | RE | [6] (Advising on Corporate Finance) | 28 August 2018 |
| LIU Changtai 劉昌泰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 August 2018 |
| HE Liu 何柳 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 August 2018 |
| CHEN Wenbo 陳文博 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 August 2018 |
| ZHANG Anqi 張安琪 | RE | [1] (Dealing in Securities) | 17 August 2018 |
| HU Yuhao 胡宇豪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 August 2018 |
| LI Min 李敏 | RE | [6] (Advising on Corporate Finance) | 16 August 2018 |
| LIU Sishuo 劉思鑠 | RE | [1] (Dealing in Securities) | 16 August 2018 |
| WANG Sisi 王思思 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 August 2018 |
| SHEN Jun 沈俊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 August 2018 |
| LIU Jiani 劉佳妮 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 August 2018 |
| LIU Yicheng 劉意成 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 August 2018 |
| XU Zhichao 許志超 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 August 2018 |
| WANG Yusi 王雨思 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 August 2018 |
| WANG Kailin 王凱琳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 August 2018 |
| LI Jie 李洁 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 August 2018 |
| YANG Yunfan 楊雲帆 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 August 2018 |
| SONG Fang 宋方 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 August 2018 |
| HE Yangyang 何楊陽 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 August 2018 |
| CHEN Xuyang 陳旭阳 | RE | [4] (Advising on Securities) | 02 August 2018 |
| REN Peiran 任沛然 | RE | [1] (Dealing in Securities) | 02 August 2018 |
| LEUNG Wai Lok 梁偉諾 | RE | [1] (Dealing in Securities) | 01 August 2018 |
| SUN Lu 孫璐 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 August 2018 |
| HUANG Junjie 黃俊杰 | RE | [1] (Dealing in Securities) | 31 July 2018 |
| WANG Rongxin 王融鑫 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 July 2018 |
| ZHONG Linlin 鍾林林 | RE | [1] (Dealing in Securities) | 30 July 2018 |
| WANG Jiayu 王珈瑜 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 26 July 2018 |
| WANG Wenwen 王雯雯 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 26 July 2018 |
| ZHANG Xuebin 張學斌 | RE | [1] (Dealing in Securities) | 25 July 2018 |
| ZHUANG Zhongyan 庄仲雁 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 July 2018 |
| ZHANG Jing 張晶 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 20 July 2018 |
| TONG Heyang 童赫揚 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 July 2018 |
| LI Jingyi 李靜怡 | RE | [1] (Dealing in Securities) | 18 July 2018 |
| LI Yang 李揚 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 July 2018 |
| WEI Xianyong 魏先勇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 July 2018 |
| LIU Shangquan 劉尚泉 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 July 2018 |
| HE Ziyu 何子瑜 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 July 2018 |
| HO Yuen Pang, Jason 何遠鵬 | RE | [1] (Dealing in Securities) | 09 July 2018 |
| WU Yanchao 鄔彥超 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 July 2018 |
| YAN Jiahui 嚴佳卉 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 July 2018 |
| WANG Ruoyu 王若鈺 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 06 July 2018 |
| REN Danlin 任丹霖 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 July 2018 |
| XUE Yuan 薛源 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 July 2018 |
| ZHANG Xincheng 張心成 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 July 2018 |
| WU Oumeng 吳鷗艨 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 July 2018 |
| FAN Jingran 樊婧然 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 July 2018 |
| LI Yanni 李燕妮 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 July 2018 |
| WANG Zhuyan 王朱彥 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 July 2018 |
| HUANG Xinyi 黃心怡 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 June 2018 |
| WANG Huijing 王惠菁 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 June 2018 |
| HE Muzhi 何牧芷 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 June 2018 |
| LUO Chenyan 羅晨雁 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 June 2018 |
| LUO Difei 駱滌非 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 June 2018 |
| WANG Yinyan 汪寅彥 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 26 June 2018 |
| LIU Chang 劉暢 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 25 June 2018 |
| JIA Kaiyuan 賈鎧源 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 25 June 2018 |
| GUAN Bin 關濱 | RE | [6] (Advising on Corporate Finance) | 22 June 2018 |
| ZHAO Shuang 趙爽 | RE | [4] (Advising on Securities) | 20 June 2018 |
| ZHANG Xueqing 張雪晴 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 June 2018 |
| MA Sichong 馬思翀 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 June 2018 |
| YAN Xueying 閻雪瑩 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 June 2018 |
| YU Yang 喻楊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 June 2018 |
| ZHAO Shuang 趙爽 | RE | [1] (Dealing in Securities) | 13 June 2018 |
| PAN Xiaofei 潘曉飛 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 13 June 2018 |
| BAI Yun 白昀 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 13 June 2018 |
| SONG Miao 宋淼 | RE | [1] (Dealing in Securities) | 08 June 2018 |
| HE Lu 和路 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 June 2018 |
| WANG Yan 王岩 | RE | [1] (Dealing in Securities) | 08 June 2018 |
| JIANG Tao 江濤 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 June 2018 |
| CHEN Xuyang 陳旭阳 | RE | [1] (Dealing in Securities) | 07 June 2018 |
| YU Zhen 余臻 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 June 2018 |
| HE Wei 何惟 | RE | [4] (Advising on Securities) | 06 June 2018 |
| CHEN Xiaojing 陳曉靜 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 06 June 2018 |
| YU Xiaoxiao 余瀟瀟 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 06 June 2018 |
| WANG Jianyang 王建陽 | RE | [1] (Dealing in Securities) | 05 June 2018 |
| GUO Rui 郭睿 | RE | [4] (Advising on Securities) | 05 June 2018 |
| QIN Wei 秦巍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 June 2018 |
| LI Lingyun 李淩雲 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 May 2018 |
| WANG Zhong Yang 王鐘楊 | RE | [1] (Dealing in Securities) | 24 May 2018 |
| LEI Renguang 雷仁光 | RE | [4] (Advising on Securities) | 24 May 2018 |
| LEE Hung Hing 李鴻興 | RE | [1] (Dealing in Securities) | 24 May 2018 |
| WANG Zhong Yang 王鐘楊 | RE | [4] (Advising on Securities) | 21 May 2018 |
| LI Qixuan 李啟玄 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 May 2018 |
| KONG Deming 孔德明 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 May 2018 |
| ZHANG Qian 張前 | RE | [1] (Dealing in Securities) | 18 May 2018 |
| CHANG Jing 常菁 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 May 2018 |
| ZHOU Kai 周鍇 | RE | [1] (Dealing in Securities) | 11 May 2018 |
| GUO Chaohui 郭朝輝 | RE | [1] (Dealing in Securities) | 11 May 2018 |
| CUI Yiran 崔一然 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 May 2018 |
| YANG Zhixin 楊芷欣 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 May 2018 |
| WANG Kan 王侃 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 May 2018 |
| ZHENG Yumeng 鄭雨蒙 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 April 2018 |
| LIU Yiwen 劉旖文 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 April 2018 |
| LI Xianteng 李先騰 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 April 2018 |
| YANG Bo 楊博 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 20 April 2018 |
| WENG Songlan 翁嵩嵐 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 20 April 2018 |
| TAN Xiao 譚笑 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 20 April 2018 |
| XU Dan 許丹 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 19 April 2018 |
| XIE Zhihao 謝志豪 | RE | [4] (Advising on Securities) | 16 April 2018 |
| ZHU Hongda 朱宏達 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 April 2018 |
| TAN Pan 譚畔 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 10 April 2018 |
| ZHOU Yu 周玉 | RE | [1] (Dealing in Securities) | 09 April 2018 |
| YE Wangzhen 葉望蓁 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 April 2018 |
| ZHU Zhengyu 朱正宇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 April 2018 |
| ZHENG Lingjing 鄭淩婧 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 April 2018 |
| SUN Shunjie 孫順杰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 April 2018 |
| WANG Hao 王浩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 March 2018 |
| FAN Lai Ying 范麗盈 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 March 2018 |
| CHEN Xiaowei 陳小薇 | RE | [1] (Dealing in Securities) | 22 March 2018 |
| ZHONG Li 鍾犁 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 March 2018 |
| BI Tao 畢濤 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 20 March 2018 |
| CI Yuan 慈媛 | RE | [1] (Dealing in Securities) | 20 March 2018 |
| YANG Xu 楊旭 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 March 2018 |
| ZHOU Shaolong 周韶龍 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 March 2018 |
| WANG Chengjie 汪澄潔 | RE | [1] (Dealing in Securities) | 16 March 2018 |
| HE Chang 何暢 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 March 2018 |
| LI Yuansheng 李院生 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 March 2018 |
| HU Yujing 胡譽鏡 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 March 2018 |
| RUI Wendong 芮文棟 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 07 March 2018 |
| HAN Bing 韓冰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 March 2018 |
| GUO Rui 郭睿 | RE | [1] (Dealing in Securities) | 23 February 2018 |
| HE Wei 何惟 | RE | [1] (Dealing in Securities) | 22 February 2018 |
| SUN Yiding 孫一丁 | RE | [4] (Advising on Securities) | 14 February 2018 |
| XIAN Tinghong 先庭宏 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 13 February 2018 |
| GONG Ao 龔翱 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 February 2018 |
| CHEN Bin 陳鑌 | RE | [1] (Dealing in Securities) | 08 February 2018 |
| FU Bwo-Chau 富博超 | RE | [1] (Dealing in Securities) | 07 February 2018 |
| ZANG Zhuoran 臧卓然 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 February 2018 |
| ZHANG BIN 張斌 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 February 2018 |
| ZHAO Jie 招傑 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 07 February 2018 |
| DIAO Zhihai 刁智海 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 February 2018 |
| CHEN Cheng 陳誠 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 01 February 2018 |
| DU Yixing 杜逸興 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 01 February 2018 |
| ZHANG Qian | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 January 2018 |
| LI Changyi 李長怡 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 29 January 2018 |
| SUN Yang 孫揚 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 January 2018 |
| CHU Gang | RO | [6] (Advising on Corporate Finance) | 26 January 2018 |
| FAN Yang 范陽 | RO | [1] (Dealing in Securities) | 25 January 2018 |
| LIU Mengning 劉蒙檸 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 24 January 2018 |
| WANG Wenbin 王文彬 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 January 2018 |
| JIANG Cuicui 姜崔崔 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 January 2018 |
| LEVIN Ross Douglas | RE | [1] (Dealing in Securities) | 16 January 2018 |
| NGUYEN Thomas | RE | [1] (Dealing in Securities) | 16 January 2018 |
| QIU Suofu 裘索夫 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 16 January 2018 |
| YAO Renzhi 姚任之 | RE | [1] (Dealing in Securities) | 16 January 2018 |
| LIU Jingjing 劉京京 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 16 January 2018 |
| LI Yunfei 李雲飛 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 January 2018 |
| MA Yuxiu 馬毓秀 | RE | [1] (Dealing in Securities) | 16 January 2018 |
| ZHAN Aobo 詹奥博 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 January 2018 |
| SUN Tianshu 孫天姝 | RE | [1] (Dealing in Securities) | 09 January 2018 |
| LU Xiaohao 陸孝皓 | RE | [4] (Advising on Securities) | 04 January 2018 |
| DU Mengting 杜萌婷 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 December 2017 |
| SHI Qi 施琦 | RO | [6] (Advising on Corporate Finance) | 20 December 2017 |
| WANG Zhizheng 王之諍 | RO | [6] (Advising on Corporate Finance) | 19 December 2017 |
| CHEN Wan 陳宛 | RE | [4] (Advising on Securities) | 14 December 2017 |
| WAN Ning 萬寧 | RE | [4] (Advising on Securities) | 14 December 2017 |
| YANG Yichao 楊毅超 | RE | [4] (Advising on Securities) | 14 December 2017 |
| LIU Jiangyue 劉江月 | RE | [4] (Advising on Securities) | 13 December 2017 |
| LIANG Dongqing 梁東擎 | RE | [1] (Dealing in Securities) | 30 November 2017 |
| ZOU Longwen 鄒櫳文 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 30 November 2017 |
| HOU LIWEI 侯利維 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 November 2017 |
| WANG Beichen 王北辰 | RE | [1] (Dealing in Securities) | 29 November 2017 |
| JING Xiaoxu 景曉旭 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 November 2017 |
| DING Chen 丁辰 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 November 2017 |
| HUANG Yunqi 黃雲琪 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 25 October 2017 |
| CHAN Wing Hing Barry 陳永興 | RO | [4] (Advising on Securities) | 23 October 2017 |
| ZHAO Ji 趙冀 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 October 2017 |
| LIN Chen 林晨 | RE | [1] (Dealing in Securities) | 16 October 2017 |
| WANG SONG 王嵩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 October 2017 |
| LI Chenlong 李辰龍 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 October 2017 |
| YIN Hang 尹迒 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 September 2017 |
| XU Yifei 徐一飛 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 September 2017 |
| CHEN Feng 陳楓 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 20 September 2017 |
| FAN Yanjin 范艷瑾 | RO | [1] (Dealing in Securities) | 19 September 2017 |
| GUO Yuehua 郭月華 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 September 2017 |
| XIE Yi 謝怡 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 September 2017 |
| CHENG CHEN 程晨 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 September 2017 |
| MAO Xinyu 毛新宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 September 2017 |
| TIAN Dan 田眈 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 September 2017 |
| LI Lingxuan 李靈萱 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 September 2017 |
| LI Keyue 李可悅 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 September 2017 |
| ZHOU Yangyang 周揚揚 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 12 September 2017 |
| LEI Lei 雷磊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 05 September 2017 |
| WANG Yiqiu 王怡秋 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 September 2017 |
| XIE Xianming 謝顯明 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 September 2017 |
| CHEN Jianjun 陳劍雋 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 September 2017 |
| CHENG Qiang 程強 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 September 2017 |
| YU Yue 俞悅 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 30 August 2017 |
| TIAN Xueyi 田學怡 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 August 2017 |
| CHNG Tian Yi Joshua 莊天義 | RE | [1] (Dealing in Securities) | 14 August 2017 |
| GU Danxia 顧丹夏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 August 2017 |
| WANG Yaoping 王瑤平 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 August 2017 |
| XING Yifan 邢藝凡 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 July 2017 |
| LIN Ning 林宁 | RO | [1] (Dealing in Securities) | 19 July 2017 |
| WANG Sheng 王晟 | RO | [1] (Dealing in Securities) | 17 July 2017 |
| WONG King Fung 黃勁峯 | RO | [4] (Advising on Securities) | 17 July 2017 |
| ZHANG Hanyuan 張焓遠 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 July 2017 |
| CHEN Minxun 陳敏洵 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 July 2017 |
| DENG Yuting 鄧玉婷 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 July 2017 |
| PENG Yifu 彭一夫 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 July 2017 |
| LI Jian 李堅 | RO | [4] (Advising on Securities) | 22 June 2017 |
| SHENG Jiali 盛佳麗 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 June 2017 |
| CAI Yi 蔡毅 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 29 May 2017 |
| REN Zhiqiang 任志强 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 May 2017 |
| GAO Qing 高青 | RE | [4] (Advising on Securities) | 19 May 2017 |
| FOLAND Steven Robert | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 12 May 2017 |
| HUANG Jiening 黄捷寧 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 May 2017 |
| SUN Yuan 孫遠 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 May 2017 |
| JI Kai 季凱 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 May 2017 |
| LI Tianwan 李天萬 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 May 2017 |
| YANG Yichao 楊毅超 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 25 April 2017 |
| LIU Siqi 劉思琦 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 April 2017 |
| MO Taiping 莫太平 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 April 2017 |
| YAN Jie 顏潔 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 21 April 2017 |
| LIU Jun 劉俊 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 April 2017 |
| XIE Jingxin 謝晶欣 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 06 April 2017 |
| WONG King Fung 黃勁峯 | RO | [1] (Dealing in Securities) | 28 March 2017 |
| SONG Chen 宋晨 | RE | [1] (Dealing in Securities) | 28 March 2017 |
| CHEN YUEZHI 陳樂之 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 17 March 2017 |
| DICKGIESSER Sophie Ying | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 March 2017 |
| PEI Lin 裴琳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 March 2017 |
| WANG Yiwei 王禕煒 | RE | [1] (Dealing in Securities) | 01 March 2017 |
| LI Nailin 李乃霖 | RE | [1] (Dealing in Securities) | 22 February 2017 |
| YU Bo 俞波 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 February 2017 |
| CHEN Wan 陳宛 | RE | [1] (Dealing in Securities) | 14 February 2017 |
| LENG Xiaomao 冷小茂 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 February 2017 |
| SUN Xin 孫欣 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 February 2017 |
| KOU (HUANG) Rakuhei (Leping) 黃樂平 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 February 2017 |
| LU Junyi 陸隽怡 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 February 2017 |
| CHEN Yue 陳悅 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 26 January 2017 |
| ZHU Fengyin 朱馮寅 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 25 January 2017 |
| LIU Zhiyang 劉之陽 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 January 2017 |
| DENG Yuanyuan 鄧瑗瑗 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 January 2017 |
| LI Runnan 李潤楠 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 January 2017 |
| MA Jinxuan 馬瑾萱 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 January 2017 |
| ZHUANG Yuan 庄園 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 January 2017 |
| WU Xiaoran 吳瀟然 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 January 2017 |
| WANG Shuaifan 王帥帆 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 January 2017 |
| WU Qingyan 吳慶衍 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 06 January 2017 |
| LIU Yuan 劉源 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 January 2017 |
| SUN Fangjie 孫方杰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 December 2016 |
| CHENG Daming 程達明 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 December 2016 |
| LIU liu 劉瀏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 December 2016 |
| WANG Jue 王珏 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 December 2016 |
| CHEN Yali 陳亞麗 | RE | [4] (Advising on Securities) | 08 December 2016 |
| SHI Lingyi 石凌怡 | RE | [4] (Advising on Securities) | 08 December 2016 |
| REN Yi 任意 | RE | [4] (Advising on Securities) | 08 December 2016 |
| CHEN Jiaxi 陳嘉曦 | RE | [4] (Advising on Securities) | 08 December 2016 |
| YU Ziyi 余子宜 | RE | [4] (Advising on Securities) | 08 December 2016 |
| LIANG Yue 梁玥 | RE | [4] (Advising on Securities) | 08 December 2016 |
| LAU Tsz Wing 劉子頴 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 December 2016 |
| HU Yang 胡楊 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 December 2016 |
| XIE Zhihao 謝志豪 | RE | [1] (Dealing in Securities) | 28 November 2016 |
| LI Siyi 李思儀 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 November 2016 |
| WANG Yerui 王也瑞 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 November 2016 |
| XING Hongyuan 邢宏遠 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 November 2016 |
| WANG Haonan 王浩楠 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 November 2016 |
| GAO Duohuai 郜鐸淮 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 November 2016 |
| LIANG Yue 梁玥 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 31 October 2016 |
| LIN Xiaoxue 林曉雪 | RE | [4] (Advising on Securities) | 27 October 2016 |
| HU Zhidong 胡治東 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 27 October 2016 |
| ZHANG Junxiong 張俊雄 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 October 2016 |
| CHEN Han 陳晗 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 October 2016 |
| WAN Ning 萬寧 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 October 2016 |
| GOH Shengyong | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 October 2016 |
| FANG Wei 方巍 | RE | [6] (Advising on Corporate Finance) | 11 October 2016 |
| YAO Zeyu 姚澤宇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 October 2016 |
| MO Peng 莫鵬 | RE | [4] (Advising on Securities) | 29 September 2016 |
| YANG Luwei 楊璐薇 | RE | [4] (Advising on Securities) | 29 September 2016 |
| ZHU Yanyin 朱言音 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 September 2016 |
| ZHANG Han 張晗 | RE | [4] (Advising on Securities) | 27 September 2016 |
| LIN Amy | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 22 September 2016 |
| CHAN Man Lok 陳文樂 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 September 2016 |
| LAU Tsz Wing 劉子頴 | RO | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 13 September 2016 |
| LI Min 李敏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 September 2016 |
| ZHANG Mengyun 張夢雲 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 August 2016 |
| ZHENG Lixuan 鄭力瑄 | RE | [1] (Dealing in Securities) | 26 August 2016 |
| ZHUO Yifan 卓一帆 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 August 2016 |
| ZHANG Han 張晗 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 August 2016 |
| GAO Shu 高書 | RO | [6] (Advising on Corporate Finance) | 16 August 2016 |
| XU Ying 許瀅 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 August 2016 |
| LIN Xiaoxue 林曉雪 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 August 2016 |
| PAN Minsong 潘閩松 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 August 2016 |
| YAO Huichao 姚惠超 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 August 2016 |
| WANG Cui 王璀 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 August 2016 |
| YANG Luwei 楊璐薇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 August 2016 |
| LI Yuchen 李雨晨 | RE | [4] (Advising on Securities) | 11 August 2016 |
| JIA Jia 賈嘉 | RE | [1] (Dealing in Securities) | 10 August 2016 |
| QU Weien 曲維恩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 August 2016 |
| LI Zihan 李子晗 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 August 2016 |
| ZHANG Qian 張淺 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 10 August 2016 |
| YANG Sulan 楊素蘭 | RO | [4] (Advising on Securities) | 29 July 2016 |
| GONG Li 龔麗 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 25 July 2016 |
| DING Wei 丁瑋 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 July 2016 |
| LUO Xiang 羅翔 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 06 July 2016 |
| DU Ximing 杜錫銘 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 29 June 2016 |
| WANG Chenfei 王晨菲 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 June 2016 |
| ZHANG Shuaishuai 張帥帥 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 June 2016 |
| CAO Chaoyu 曹超宇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 16 June 2016 |
| YANG Lin 楊琳 | RE | [1] (Dealing in Securities) | 10 June 2016 |
| GUO Yuze 郭宇澤 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 10 June 2016 |
| DING Peng 丁彭 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 June 2016 |
| GUO Rongrong 郭榕榕 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 June 2016 |
| WEI Shiyu 魏世玉 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 June 2016 |
| AI Yu 艾雨 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 June 2016 |
| ZHANG Xing 張興 | RO | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 May 2016 |
| ZHANG Jin 張璡 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 May 2016 |
| TU Weiying 屠煒穎 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 May 2016 |
| ZHANG Haoyang 張昊阳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 04 May 2016 |
| LI Wei 李偉 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 April 2016 |
| TANG Xinliang 唐辛亮 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 April 2016 |
| LI Xiaochen 李曉晨 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 April 2016 |
| LI Ying 李穎 | RE | [1] (Dealing in Securities) | 20 April 2016 |
| WANG Junqi 王浚淇 | RE | [1] (Dealing in Securities) | 20 April 2016 |
| CHAN Ka Chun 陳家俊 | RE | [4] (Advising on Securities) | 19 April 2016 |
| KONG Wei 孔蔚 | RE | [4] (Advising on Securities) | 19 April 2016 |
| ZHOU Jiaqi 周家祺 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 April 2016 |
| MA Lulu 馬陸陸 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 April 2016 |
| WANG Kun 王琨 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 April 2016 |
| WANG Fan 王璠 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 April 2016 |
| ZHAO Zeyu 趙澤宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 30 March 2016 |
| LU Xiaohao 陸孝皓 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 29 March 2016 |
| YIP Ka Yue 葉嘉宇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 March 2016 |
| BAI Dongxu 白東旭 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 March 2016 |
| ZHOU Mengyu 周夢宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 March 2016 |
| LIAN Meng 廉盟 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 March 2016 |
| LI Geng 李耕 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 March 2016 |
| LI Yanlin 李豔琳 | RE | [4] (Advising on Securities) | 10 March 2016 |
| LIN Yu Hong 林妤虹 | RE | [4] (Advising on Securities) | 10 March 2016 |
| LIU Bin 劉斌 | RE | [4] (Advising on Securities) | 10 March 2016 |
| TRINH Eddie Khang Thach 鄭凱天 | RE | [4] (Advising on Securities) | 10 March 2016 |
| ZHANG Tianli 張天力 | RE | [4] (Advising on Securities) | 10 March 2016 |
| FOWLER Luke | RE | [4] (Advising on Securities) | 05 February 2016 |
| TONG Zhong 佟重 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 February 2016 |
| LYU Su 呂蘇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 27 January 2016 |
| LAN Yang 蘭陽 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 26 January 2016 |
| TIAN Yuan 田原 | RE | [1] (Dealing in Securities) | 22 January 2016 |
| LI Yu 黎禺 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 January 2016 |
| FANG Lei 方磊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 January 2016 |
| XU Yani 徐雅妮 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 January 2016 |
| LI Yuchen 李雨晨 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 05 January 2016 |
| ZHU Yiqi 朱一琦 | RE | [1] (Dealing in Securities) | 28 December 2015 |
| LU Feng 陸楓 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 December 2015 |
| WANG Sheng 王晟 | RO | [6] (Advising on Corporate Finance) | 21 December 2015 |
| LI Yifeng 李一豐 | RE | [1] (Dealing in Securities) | 21 December 2015 |
| LIU Di 劉迪 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 December 2015 |
| JIA Xiaofang 賈曉放 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 15 December 2015 |
| WANG Xin 王鑫 | RE | [1] (Dealing in Securities) | 15 December 2015 |
| TONG Xuanzi 童璇子 | RE | [1] (Dealing in Securities) | 15 December 2015 |
| ZHOU Lei 周雷 | RE | [1] (Dealing in Securities) | 10 December 2015 |
| GUO Sicheng 郭思成 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 December 2015 |
| ZHAO Sining 趙思寧 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 December 2015 |
| WANG Chao 王超 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 December 2015 |
| QI Qin 祁秦 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 December 2015 |
| REN Yi 任意 | RE | [1] (Dealing in Securities) | 27 November 2015 |
| YANG Sulan 楊素蘭 | RO | [1] (Dealing in Securities) | 20 November 2015 |
| ZHOU Xuan 周旋 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 November 2015 |
| CHEN Yongren 陳永仁 | RO | [1] (Dealing in Securities) | 03 November 2015 |
| YI Chenyang 易晨阳 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 November 2015 |
| ZHAO Xiaozheng 趙晓征 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 November 2015 |
| XIONG Sifei 熊斯飛 | RE | [4] (Advising on Securities) | 29 October 2015 |
| NIU Jingyi 牛靜怡 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 October 2015 |
| CHEN Han 陳涵 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 27 October 2015 |
| YUNG Hill Fai Heidy 翁曉暉 | RE | [1] (Dealing in Securities) | 23 October 2015 |
| CHEN Jiaxin 陳家鑫 | RE | [1] (Dealing in Securities) | 24 September 2015 |
| PAN Yue 潘月 | RE | [1] (Dealing in Securities) | 22 September 2015 |
| CAO Yicheng 曹毅程 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 September 2015 |
| LI Xuan 李璇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 September 2015 |
| HU Jiaming 胡珈銘 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 September 2015 |
| CHEN Bo 陳博 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 September 2015 |
| ZHANG Tianli 張天力 | RE | [1] (Dealing in Securities) | 01 September 2015 |
| YU Weijiang 于維疆 | RO | [1] (Dealing in Securities) | 31 August 2015 |
| FANG Wei 方巍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 August 2015 |
| TANG Jiawei 唐加威 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 August 2015 |
| ZHANG Wangyi 張王禕 | RE | [1] (Dealing in Securities) | 11 August 2015 |
| YE Zhijun 叶芷君 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 August 2015 |
| YU Ziyi 余子宜 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 August 2015 |
| LI Xiang 李響 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 03 August 2015 |
| ZHANG Hongyi 張洪一 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 29 July 2015 |
| REN Guanlei 任冠蕾 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 July 2015 |
| KUNG Aaron Kingsley Kai Shing 龔啟誠 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 24 July 2015 |
| CHEN Jiaxi 陳嘉曦 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 July 2015 |
| WAN Kit Yu 溫潔茹 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 20 July 2015 |
| WU Jiaqing 吳嘉青 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 July 2015 |
| CHEN Chao 陳超 | RE | [1] (Dealing in Securities) | 15 June 2015 |
| XU Xian 徐晛 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 June 2015 |
| ZHANG Hang 張航 | RE | [1] (Dealing in Securities) | 15 June 2015 |
| ZHANG Jiaxin 张佳心 | RE | [4] (Advising on Securities) | 26 May 2015 |
| YUE Conglu 岳叢璐 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 May 2015 |
| WANG Zilong 王子龙 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 May 2015 |
| YE Ping 葉萍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 May 2015 |
| LI Ming 李明 | RE | [1] (Dealing in Securities) | 07 May 2015 |
| WU Dan 吳丹 | RE | [4] (Advising on Securities) | 30 April 2015 |
| YU Yan 余燕 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 27 April 2015 |
| CAI Yu 蔡宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 April 2015 |
| LIU Xingyu 劉星雨 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 April 2015 |
| CAI Hongyu 蔡宏宇 | RE | [6] (Advising on Corporate Finance) | 10 April 2015 |
| LI Yue 李樾 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 April 2015 |
| ZHANG Wei 張瑋 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 April 2015 |
| WANG Shuguang 王曙光 | RE | [1] (Dealing in Securities) | 27 March 2015 |
| LIANG Jingjing 梁晶晶 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 March 2015 |
| LIU Chang 劉暢 | RE | [1] (Dealing in Securities) | 17 March 2015 |
| ZHANG Shuai 張帥 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 March 2015 |
| WANG Xiao 王肖 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 March 2015 |
| CHEN Tingting 陳婷婷 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 March 2015 |
| XU Yan 许艳 | RE | [4] (Advising on Securities) | 26 February 2015 |
| LI Ming 李明 | RE | [4] (Advising on Securities) | 24 February 2015 |
| LIU Jiangyue 劉江月 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 February 2015 |
| MA Tengfei 馬騰飛 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 February 2015 |
| WANG Jing 王晶 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 February 2015 |
| XU Ying 徐鶯 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 10 February 2015 |
| ZHANG Jiaxin 张佳心 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 February 2015 |
| WANG Lei 王檑 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 February 2015 |
| WU Anqing 吳安卿 | RE | [1] (Dealing in Securities) | 04 February 2015 |
| LIANG Jin 梁錦 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 January 2015 |
| JIN Ying 靳瑩 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 January 2015 |
| CHEN Xi 陳曦 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 January 2015 |
| YANG Zhibo 楊智博 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 January 2015 |
| CHEN Quanquan 陳泉泉 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 January 2015 |
| MO Peng 莫鵬 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 January 2015 |
| YIN Lei 銀雷 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 January 2015 |
| LIU Chang 劉暢 | RE | [1] (Dealing in Securities) | 30 December 2014 |
| LI Jie 李杰 | RE | [1] (Dealing in Securities) | 22 December 2014 |
| CHEN Kang 陳康 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 17 December 2014 |
| MA Qinghai 馬青海 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 December 2014 |
| XING Qian 邢茜 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 December 2014 |
| ZHAO Peilin 趙沛霖 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 December 2014 |
| WANG Liming 王黎明 | RE | [6] (Advising on Corporate Finance) | 08 December 2014 |
| YE Xin 葉昕 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 08 December 2014 |
| WANG Shuai 王帥 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 01 December 2014 |
| CHEN Yongren 陳永仁 | RE | [4] (Advising on Securities) | 19 November 2014 |
| WU Zhanyu 吳占宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 November 2014 |
| ZHANG Xinyu 張心宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 November 2014 |
| WANG Kai 王凱 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 October 2014 |
| SHEN Chenlu 沈晨璐 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 October 2014 |
| LIU Liu 劉鎏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 October 2014 |
| ZHAO Liping 趙麗萍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 October 2014 |
| LU Ruochen 呂若晨 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 September 2014 |
| WANG Yufei 王宇飛 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 September 2014 |
| SHEN Li 沈黎 | RE | [1] (Dealing in Securities) | 12 September 2014 |
| WANG Weiran 王未然 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 August 2014 |
| ZHUANG Xiao 莊曉 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 26 August 2014 |
| ZHANG Lei 張磊 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 August 2014 |
| ZHANG Weixian 張韋弦 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 15 August 2014 |
| WANG Mingzhe 王明喆 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 August 2014 |
| WANG Yuchen 王煜忱 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 August 2014 |
| TSANG Chi Chung 曾智聰 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 August 2014 |
| CHAN Wing Hing Barry 陳永興 | RO | [1] (Dealing in Securities) | 13 August 2014 |
| PAK Hiu Ching 白曉青 | RO | [1] (Dealing in Securities) | 28 July 2014 |
| TRINH Eddie Khang Thach 鄭凱天 | RE | [1] (Dealing in Securities) | 23 July 2014 |
| LEI Renguang 雷仁光 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 July 2014 |
| HE Jun 賀君 | RE | [1] (Dealing in Securities) | 07 July 2014 |
| YUAN Shitao 袁世濤 | RE | [1] (Dealing in Securities) | 07 July 2014 |
| ZHU Yiqi 朱一琦 | RE | [6] (Advising on Corporate Finance) | 02 July 2014 |
| PAK Hiu Ching 白曉青 | RO | [6] (Advising on Corporate Finance) | 16 June 2014 |
| FAN Junhao 樊俊豪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 June 2014 |
| LI Qiusuo 李求索 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 June 2014 |
| PAK Hiu Ching 白曉青 | RE | [4] (Advising on Securities) | 16 May 2014 |
| LIU Gang 劉剛 | RE | [1] (Dealing in Securities) | 12 May 2014 |
| LIU Feizhi 劉飛峙 | RE | [1] (Dealing in Securities) | 12 May 2014 |
| QIAN Kai 錢凱 | RE | [1] (Dealing in Securities) | 12 May 2014 |
| ZHANG Yu 張宇 | RE | [1] (Dealing in Securities) | 12 May 2014 |
| ZHANG Jianzhen 張劍震 | RE | [1] (Dealing in Securities) | 12 May 2014 |
| XU Shiyan 徐石晏 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 April 2014 |
| HE Ting 何挺 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 25 March 2014 |
| LIU Huaxin 劉華欣 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 March 2014 |
| WU Dan 吳丹 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 06 March 2014 |
| KONG Lingxin 孔令鑫 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 March 2014 |
| HOU Naicong 侯乃聰 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 28 January 2014 |
| CHEN Xue 陳雪 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 27 January 2014 |
| MENG Jiao 孟嬌 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 27 January 2014 |
| LI Xin 李鑫 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 January 2014 |
| QI Fei 齊飛 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 January 2014 |
| CHEN Jie 陳洁 | RE | [1] (Dealing in Securities) | 15 January 2014 |
| YAN Xiang 嚴翔 | RE | [6] (Advising on Corporate Finance) | 31 December 2013 |
| DU Lijun 杜麗君 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 December 2013 |
| GONG Shu 龔姝 | RE | [1] (Dealing in Securities) | 18 December 2013 |
| GAO Qing 高青 | RE | [1] (Dealing in Securities) | 10 December 2013 |
| ZHAI Ying 翟贏 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 December 2013 |
| PAN Nianou 潘念歐 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 December 2013 |
| ZHANG Min 張敏 | RE | [6] (Advising on Corporate Finance) | 29 November 2013 |
| XIN Fusong 辛俯嵩 | RE | [6] (Advising on Corporate Finance) | 29 November 2013 |
| JI Kai 季開 | RE | [1] (Dealing in Securities) | 27 November 2013 |
| WANG Zhizheng 王之諍 | RE | [1] (Dealing in Securities) | 21 November 2013 |
| ZHANG Yuwei 張宇巍 | RE | [1] (Dealing in Securities) | 19 November 2013 |
| LU Jiachan 呂家嬋 | RE | [1] (Dealing in Securities) | 19 November 2013 |
| XING Ke 幸科 | RE | [1] (Dealing in Securities) | 15 November 2013 |
| LIU Xiaoxia 劉曉霞 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 13 November 2013 |
| LU Xiaojun 盧曉峻 | RE | [1] (Dealing in Securities) | 06 November 2013 |
| QIN Xiaotian 秦曉天 | RE | [1] (Dealing in Securities) | 04 November 2013 |
| WU Bo 吳波 | RE | [1] (Dealing in Securities) | 23 October 2013 |
| WEI Qi 魏奇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 23 October 2013 |
| YANG Sulan 楊素蘭 | RO | [6] (Advising on Corporate Finance) | 21 October 2013 |
| ZOU Peng 鄒朋 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 October 2013 |
| WU Di 吳迪 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 18 October 2013 |
| SHAN Junbao 單俊葆 | RE | [1] (Dealing in Securities) | 24 September 2013 |
| XU Huifen 徐慧芬 | RE | [1] (Dealing in Securities) | 24 September 2013 |
| ZHANG Min 張敏 | RE | [1] (Dealing in Securities) | 13 September 2013 |
| LOU Xinyu 樓欣宇 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 September 2013 |
| HE Hongyu 何紅宇 | RO | [1] (Dealing in Securities) | 04 September 2013 |
| XIN Fusong 辛俯嵩 | RE | [1] (Dealing in Securities) | 04 September 2013 |
| SUN Lei 孫雷 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 02 September 2013 |
| ZHANG Shujian 張淑健 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 August 2013 |
| PANG Wai Mei, Maria 彭慧薇 | RE | [1] (Dealing in Securities) | 29 July 2013 |
| REN Yi 任意 | RE | [6] (Advising on Corporate Finance) | 26 July 2013 |
| LI Ke 李可 | RE | [1] (Dealing in Securities) | 25 July 2013 |
| XU Yan 许艳 | RE | [1] (Dealing in Securities) | 25 July 2013 |
| DU Yiqing 杜褘清 | RE | [1] (Dealing in Securities) | 23 July 2013 |
| CHEN Yali 陳亞麗 | RE | [1] (Dealing in Securities) | 23 July 2013 |
| JIN Zhong 金鍾 | RE | [1] (Dealing in Securities) | 10 July 2013 |
| XIA Yuyang 夏雨揚 | RE | [1] (Dealing in Securities) | 05 July 2013 |
| JIANG Zhiwei 蔣志巍 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 11 June 2013 |
| LU Xiaojun 盧曉峻 | RE | [6] (Advising on Corporate Finance) | 31 May 2013 |
| HUANG Xu 黃旭 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 31 May 2013 |
| CHEN Yongren 陳永仁 | RO | [6] (Advising on Corporate Finance) | 27 May 2013 |
| HE Wei 何偉 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 May 2013 |
| PAN Tianhao 潘天昊 | RE | [1] (Dealing in Securities) | 15 April 2013 |
| CHEN Gewen 陳戈文 | RE | [1] (Dealing in Securities) | 02 April 2013 |
| LU Wenqi 陸文奇 | RE | [1] (Dealing in Securities) | 26 March 2013 |
| WANG Sheng 王盛 | RE | [6] (Advising on Corporate Finance) | 19 March 2013 |
| LIT Ho Man, Vienna 列皓敏 | RO | [1] (Dealing in Securities) | 21 February 2013 |
| ZHANG Jianzhen 張劍震 | RE | [6] (Advising on Corporate Finance) | 15 February 2013 |
| KONG Wei 孔蔚 | RO | [1] (Dealing in Securities) | 28 September 2012 |
| CHAN Ka Chun 陳家俊 | RO | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 28 August 2012 |
| XIA Yuyang 夏雨揚 | RE | [6] (Advising on Corporate Finance) | 31 July 2012 |
| WU Bo 吳波 | RO | [6] (Advising on Corporate Finance) | 17 July 2012 |
| LIN Xi 林曦 | RE | [1] (Dealing in Securities) | 28 June 2012 |
| SHI Lingyi 石凌怡 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 12 June 2012 |
| YE Jingni 葉景妮 | RE | [4] (Advising on Securities) | 11 June 2012 |
| ZHOU Yu 周玉 | RE | [6] (Advising on Corporate Finance) | 06 June 2012 |
| LI Yan 李岩 | RE | [6] (Advising on Corporate Finance) | 01 June 2012 |
| CAO Yu 曹宇 | RE | [6] (Advising on Corporate Finance) | 31 May 2012 |
| CHEN Chao 陳超 | RE | [6] (Advising on Corporate Finance) | 31 May 2012 |
| WANG Huo 王火 | RE | [1] (Dealing in Securities) | 23 May 2012 |
| HE Hongyu 何紅宇 | RE | [4] (Advising on Securities) | 16 May 2012 |
| WANG Yuanyuan 王媛媛 | RE | [1] (Dealing in Securities) | 26 April 2012 |
| BIAN Simin 边思敏 | RE | [1] (Dealing in Securities) | 03 April 2012 |
| YAN Xiang 嚴翔 | RE | [1] (Dealing in Securities) | 03 April 2012 |
| ZHANG Yu 張宇 | RE | [4] (Advising on Securities) | 29 February 2012 |
| WONG Chi Man 黃智雯 | RO | [1] (Dealing in Securities) | 28 February 2012 |
| QIAN Kai 錢凱 | RE | [4] (Advising on Securities) | 16 February 2012 |
| LI Jian 李堅 | RO | [1] (Dealing in Securities) | 15 December 2011 |
| CI Yanyi 慈顏誼 | RE | [6] (Advising on Corporate Finance) | 17 October 2011 |
| CHU Gang | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 October 2011 |
| LIU Gang 劉剛 | RE | [4] (Advising on Securities) | 30 September 2011 |
| HE Jun 賀君 | RE | [6] (Advising on Corporate Finance) | 19 August 2011 |
| LIN Yu Hong 林妤虹 | RE | [1] (Dealing in Securities) | 14 July 2011 |
| LIANG Ting 梁婷 | RE | [1] (Dealing in Securities) | 08 July 2011 |
| SHI Fang | RE | [6] (Advising on Corporate Finance) | 07 July 2011 |
| CHAN Ka Chun 陳家俊 | RE | [1] (Dealing in Securities) | 24 June 2011 |
| YE Jingni 葉景妮 | RE | [1] (Dealing in Securities) | 25 May 2011 |
| LIU Bing 劉冰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 24 May 2011 |
| GONG Shu 龔姝 | RE | [6] (Advising on Corporate Finance) | 14 April 2011 |
| CHEN Yali 陳亞麗 | RE | [6] (Advising on Corporate Finance) | 08 March 2011 |
| HUANG Haizhou 黃海洲 | RO | [4] (Advising on Securities) | 04 January 2011 |
| CHAN Wing Hing Barry 陳永興 | RO | [6] (Advising on Corporate Finance) | 25 November 2010 |
| LIU Bin 劉斌 | RE | [1] (Dealing in Securities) | 21 October 2010 |
| GUO Yun 郭允 | RE | [6] (Advising on Corporate Finance) | 21 October 2010 |
| LIU Feizhi 劉飛峙 | RE | [6] (Advising on Corporate Finance) | 21 October 2010 |
| NG Soon Wei Stephen 伍順輝 | RE | [1] (Dealing in Securities) | 27 August 2010 |
| HUANG Yan 黃炎 | RE | [6] (Advising on Corporate Finance) | 26 August 2010 |
| XING Ke 幸科 | RE | [6] (Advising on Corporate Finance) | 26 August 2010 |
| JIN Zhong 金鍾 | RE | [6] (Advising on Corporate Finance) | 25 August 2010 |
| WU Huimin 吳慧敏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 April 2010 |
| YANG Xin 楊鑫 | RE | [4] (Advising on Securities) | 01 April 2010 |
| GUAN Bin 關濱 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 March 2010 |
| CAI Hongyu 蔡宏宇 | RE | [4] (Advising on Securities) | 29 March 2010 |
| YE Ping 葉萍 | RE | [6] (Advising on Corporate Finance) | 24 March 2010 |
| QIU Jin 邱勁 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 February 2010 |
| NG Ka Ying 吳家瑩 | RE | [1] (Dealing in Securities) | 18 January 2010 |
| FOWLER Luke | RE | [1] (Dealing in Securities) | 25 November 2009 |
| CAI Hongyu 蔡宏宇 | RE | [1] (Dealing in Securities) | 30 September 2009 |
| NGOK Tung King, Linda 岳彤璟 | RE | [1] (Dealing in Securities) | 08 June 2009 |
| JI Yanbin 冀燕彬 | RE | [1] (Dealing in Securities) | 12 May 2009 |
| LIN Xi 林曦 | RE | [6] (Advising on Corporate Finance) | 26 March 2009 |
| ZHANG Zhihao 章志皓 | RE | [6] (Advising on Corporate Finance) | 26 March 2009 |
| HUANG Qin 黃欽 | RE | [6] (Advising on Corporate Finance) | 26 March 2009 |
| HUANG Zhaohui 黃朝暉 | RO | [6] (Advising on Corporate Finance) | 29 December 2008 |
| LIANG Guozhong 梁国忠 | RE | [4] (Advising on Securities) | 09 December 2008 |
| GE Xiaojun 葛晓軍 | RE | [4] (Advising on Securities) | 09 December 2008 |
| LIU Zhao 劉釗 | RE | [4] (Advising on Securities) | 09 December 2008 |
| LI Yan 李岩 | RE | [1] (Dealing in Securities) | 02 December 2008 |
| QI Tingting 戚婷婷 | RE | [6] (Advising on Corporate Finance) | 26 November 2008 |
| WANG Shuguang 王曙光 | RE | [6] (Advising on Corporate Finance) | 13 November 2008 |
| WANG Zilong 王子龙 | RE | [6] (Advising on Corporate Finance) | 13 November 2008 |
| CHEN Jie 陳洁 | RE | [6] (Advising on Corporate Finance) | 13 November 2008 |
| CHEN Bin 陳鑌 | RE | [6] (Advising on Corporate Finance) | 13 November 2008 |
| XU Huifen 徐慧芬 | RE | [6] (Advising on Corporate Finance) | 09 October 2008 |
| CONG Hui | RO | [1] (Dealing in Securities) | 02 September 2008 |
| SHI Qi 施琦 | RO | [1] (Dealing in Securities) | 02 September 2008 |
| HUANG Haizhou 黃海洲 | RO | [1] (Dealing in Securities) | 12 June 2008 |
| YANG Xin 楊鑫 | RE | [1] (Dealing in Securities) | 05 November 2007 |
| LEE Kwan Wai 李君蔚 | RE | [1] (Dealing in Securities) | 04 September 2007 |
| SONG Li 宋黎 | RE | [1] (Dealing in Securities) | 27 August 2007 |
| SUN Jing 孫菁 | RE | [1] (Dealing in Securities) | 20 April 2007 |
| NG Hung Kan 吳鴻根 | RE | [1] (Dealing in Securities) | 28 March 2006 |
| GUO Haiyan 郭海燕 | RE | [1] (Dealing in Securities) | 03 February 2005 |
| LUO Wei 羅煒 | RE | [1] (Dealing in Securities) | 03 February 2005 |
| TANG Hung Wong 鄧洪旺 | RE | [1] (Dealing in Securities) | 17 June 2003 |