SFC Licences of TONG Ching Po 湯正保

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LT Finance Management Limited RO 4 06 June 2018 19 September 2019
LT Securities Limited 利通證券有限公司 RO 1 06 June 2018 19 September 2019
Leading Securities Company Limited 立鼎證券有限公司 RO 1 09 August 2016 06 April 2017
Leading Securities Company Limited 立鼎證券有限公司 RE 1 19 April 2016 09 August 2016
Sino Capital Securities Limited 國順證券有限公司 RO 1 28 January 2016 18 April 2016
Sino Capital Securities Limited 國順證券有限公司 RE 1 25 January 2016 28 January 2016
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 RO 1 15 May 2015 31 December 2015
Sino Capital Securities Limited 國順證券有限公司 RO 1 05 March 2010 30 November 2013
Sino Capital Securities Limited 國順證券有限公司 RE 1 21 January 2010 05 March 2010
Fortune (HK) Securities Limited 富強證券有限公司 RO 1 10 January 2007 04 January 2010
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 29 December 2006 10 January 2007
China Securities Holdings Limited 中國証券控股有限公司 RE 1 10 March 2005 15 December 2006