SFC Licences of TONG Ching Po 湯正保
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LT Finance Management Limited | RO | 4 | 06 June 2018 | 19 September 2019 |
LT Securities Limited 利通證券有限公司 | RO | 1 | 06 June 2018 | 19 September 2019 |
Leading Securities Company Limited 立鼎證券有限公司 | RO | 1 | 09 August 2016 | 06 April 2017 |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 19 April 2016 | 09 August 2016 |
Sino Capital Securities Limited 國順證券有限公司 | RO | 1 | 28 January 2016 | 18 April 2016 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 25 January 2016 | 28 January 2016 |
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RO | 1 | 15 May 2015 | 31 December 2015 |
Sino Capital Securities Limited 國順證券有限公司 | RO | 1 | 05 March 2010 | 30 November 2013 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 21 January 2010 | 05 March 2010 |
Fortune (HK) Securities Limited 富強證券有限公司 | RO | 1 | 10 January 2007 | 04 January 2010 |
Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 29 December 2006 | 10 January 2007 |
China Securities Holdings Limited 中國証券控股有限公司 | RE | 1 | 10 March 2005 | 15 December 2006 |