SFC Licences of CHAN Pui Kwong 陳沛光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hooray Securities Limited 好盈證券有限公司 | RO | 1 | 20 December 2007 | 01 April 2012 |
Hooray Securities Limited 好盈證券有限公司 | RE | 1 | 19 July 2007 | 20 December 2007 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 06 January 2004 | 28 April 2006 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 06 January 2004 | 28 April 2006 |