SFC Licences of HO Kin Wan, Sammy 何建寰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 29 April 2014 31 July 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 29 April 2014 31 July 2020
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 21 July 2005 23 December 2013
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 23 December 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 23 December 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 1 01 April 2003 21 July 2005
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 6 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 9 01 April 2003 10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 4 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 7 01 April 2003 02 September 2003