SFC Licences of SHIU Kin Keung, Sammy 蕭健強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RE 9 14 October 2014 27 April 2015
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 4 14 February 2014 27 April 2015
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 9 14 February 2014 14 October 2014
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 1 28 August 2009 27 April 2015
Enlighten Securities Limited 名匯證券有限公司 RE 1 31 January 2009 30 June 2009
Enlighten Securities Limited 名匯證券有限公司 RO 1 12 October 2007 31 January 2009
Enlighten Securities Limited 名匯證券有限公司 RE 1 12 September 2007 12 October 2007
Hantec Securities Co. Limited 亨達證券有限公司 RO 1 21 February 2006 01 September 2007
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 04 January 2006 21 February 2006
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 1 01 April 2003 30 December 2005
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 1 01 April 2003 30 December 2005
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 6 01 April 2003 30 December 2005
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 9 01 April 2003 31 March 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 9 01 April 2003 31 March 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 7 01 April 2003 31 March 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 6 01 April 2003 31 March 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 4 01 April 2003 31 March 2004
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 4 01 April 2003 31 March 2004