SFC Licences of CHOI Tsz Ming 蔡子銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
United Securities Limited 團結證券有限公司
RO 1, 4, 9 22 June 2018
Zhong Yang Capital Limited 中陽資本有限公司
RO 4, 5, 9 05 February 2018 01 June 2018
Zhong Yang Securities Limited 中陽證券有限公司
RO 2 18 October 2016 01 June 2018
Zhong Yang Securities Limited 中陽證券有限公司
RO 1 10 May 2016 01 June 2018
Zhong Yang Securities Limited 中陽證券有限公司
RE 1 09 May 2016 10 May 2016
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 4 02 December 2014 29 April 2016
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 1 01 April 2014 29 April 2016
RHB Futures Hong Kong Limited 興業金融期貨有限公司
RE 2 01 April 2014 29 April 2016
Well Link Securities Limited 立橋證券有限公司
RO 1, 2 02 March 2012 11 March 2014
Well Link Securities Limited 立橋證券有限公司
RE 2 23 October 2009 02 March 2012
Well Link Securities Limited 立橋證券有限公司
RE 1 11 July 2007 02 March 2012
South China Commodities Limited 南華期貨有限公司
RE 2 01 April 2003 01 July 2007
South China Securities Limited 南華證券投資有限公司
RE 1 01 April 2003 01 July 2007
South China Securities Limited 南華證券投資有限公司
RE 4, 6, 7, 9 01 April 2003 15 January 2004
South China Commodities Limited 南華期貨有限公司
RE 5, 9 01 April 2003 15 January 2004