SFC Licences of CHAU Wai Ming, Raymond 周偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 01 March 2021 | |
| Original Group Securities Limited 原創集團證券有限公司 | RE | 1 | 25 July 2019 | 22 January 2021 |
| CLC Securities Limited 創僑證券有限公司 | RE | 1 | 22 June 2016 | 19 July 2019 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 02 August 2004 | 16 June 2016 |
| Beijing Securities Limited 北京證券有限公司 | RE | 1 | 11 September 2003 | 30 July 2004 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 9 | 01 April 2003 | 05 September 2003 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 6 | 01 April 2003 | 05 September 2003 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 01 April 2003 | 05 September 2003 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 01 April 2003 | 05 September 2003 |