SFC Licences of CHAU Wai Ming, Raymond 周偉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司
RE 1 01 March 2021
OX Financial Securities Limited 小牛金服證券有限公司
RE 1 25 July 2019 22 January 2021
CLC Securities Limited 創僑證券有限公司
RE 1 22 June 2016 19 July 2019
CVP Securities Limited 星火證券有限公司
RE 1 02 August 2004 16 June 2016
Beijing Securities Limited 北京證券有限公司
RE 1 11 September 2003 30 July 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司
RE 1, 4, 6, 9 01 April 2003 05 September 2003