SFC Licences of NG Tin Yau 伍天有
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2021 | 28 January 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 May 2020 | 12 March 2021 |
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 | RE | 1 | 08 July 2003 | 09 April 2020 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 1 | 01 April 2003 | 20 June 2003 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 9 | 01 April 2003 | 28 May 2003 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 6 | 01 April 2003 | 28 May 2003 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 4 | 01 April 2003 | 28 May 2003 |