Current licenceholders of AAF806 Haitong International Securities Company Limited 海通國際證券有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| ZHENG Mengqi 鄭夢奇 | RE | 4 (Advising on Securities) | 2021-04-07 |
| CHOW Yung 周容 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-04-01 |
| HONG Xiaoyan 洪晓燕 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-04-01 |
| WANG Zhi 王之 | RO | 1 (Dealing in Securities) | 2021-04-01 |
| FU Tin Noel 傅渟 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-31 |
| TAN Boon Xin 陳文鑫 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-03-31 |
| JI Qingyu 紀青瑀 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-30 |
| TANG Congcong 唐聰聰 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-30 |
| XIE Zhiming 謝志明 | RE | 1 (Dealing in Securities) | 2021-03-29 |
| XIAN Steven Junyi 冼駿一 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-22 |
| YEUNG Tsz Kwong 楊子光 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-22 |
| CHEUNG Hoi Kit 張凱傑 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-03-22 |
| CHAN Chun Hang 陳俊亨 | RE | 4 (Advising on Securities) | 2021-03-18 |
| XU Yuqian 徐羽千 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-16 |
| LYU Zhen 呂震 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-12 |
| JU Sida 巨斯達 | RE | 1 (Dealing in Securities) | 2021-03-12 |
| LEUNG Alex Chun Hin 梁雋軒 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-03-11 |
| KWAN Chun Fai 關俊暉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-09 |
| ZHANG Dongyu 張東禹 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-03-08 |
| TAM Chris Sze On 譚世安 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-02 |
| CHAN Chun Hang 陳俊亨 | RE | 1 (Dealing in Securities) | 2021-02-26 |
| CHEN Haofei 陳昊飛 | RE | 1 (Dealing in Securities) | 2021-02-26 |
| ZHANG Yibo 張亦波 | RE | 1 (Dealing in Securities) | 2021-02-25 |
| ZHANG Jiheng 張驥恆 | RE | 1 (Dealing in Securities) | 2021-02-19 |
| LI Xiaoyi 李驍軼 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-02-16 |
| KWOK Kwan Yee 郭均儀 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-02-10 |
| KONG Kar Wai, Thomas 江家衛 | RO | 1 (Dealing in Securities) | 2021-02-08 |
| TIAN Qingqing 田青青 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-02-02 |
| NING Yajing 寧雅靜 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-27 |
| CHENG Yiu Leung 鄭耀良 | RE | 1 (Dealing in Securities) | 2021-01-22 |
| CHIU An Ni 裘安妮 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-01-19 |
| YANG Shulin 楊書琳 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-01-14 |
| XIE Xinxin 謝心馨 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-04 |
| CHONG Kenny 莊嘉麟 | RO | 1 (Dealing in Securities) | 2020-12-04 |
| LUO Tianbao 羅天宝 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-12-04 |
| JIANG Wen 江文 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-19 |
| NAM Chun Man 藍駿珉 | RE | 4 (Advising on Securities) | 2020-11-17 |
| CHENG Chin Li 鄭千里 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-13 |
| WONG Wa Hong 黃華康 | RE | 1 (Dealing in Securities) | 2020-11-11 |
| NAM Chun Man 藍駿珉 | RE | 1 (Dealing in Securities) | 2020-11-11 |
| CHEN Yiru 陳奕茹 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-10 |
| REN Tian 任恬 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-06 |
| LIANG Junyao 梁俊堯 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-28 |
| LAU Shu Yan 劉樹恩 | RE | 4 (Advising on Securities) | 2020-10-23 |
| WONG Cliff Gordon 黃煒杰 | RE | 4 (Advising on Securities) | 2020-10-23 |
| CHOI Ning Yi 蔡寧怡 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-23 |
| CHO Chun Yin Terence 曹駿彥 | RE | 1 (Dealing in Securities) | 2020-10-21 |
| HO Ka Hang 何嘉恒 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-21 |
| NG Chung Yuen 伍松園 | RE | 1 (Dealing in Securities) | 2020-10-21 |
| WONG Lai Fun 黃麗芬 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-16 |
| REN sisi 任思思 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-09 |
| XUE Bai 薛白 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-09 |
| ZHANG Rui 張蕊 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-07 |
| ZHANG Qi 張琪 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-07 |
| WANG Yingkai 王應愷 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-06 |
| LAM Yuen Shan, Gloria 林宛珊 | RE | 4 (Advising on Securities) | 2020-10-05 |
| WONG Ming Tsun 黃銘浚 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-29 |
| WANG Nan 王楠 | RO | 1 (Dealing in Securities) | 2020-09-28 |
| NG Ka Chung 吳家聰 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-28 |
| LI Shuo 李碩 | RE | 4 (Advising on Securities) | 2020-09-22 |
| CHAN Wai Ying 陳慧盈 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-18 |
| ZENG Qingpei 曾慶培 | RE | 4 (Advising on Securities) | 2020-09-16 |
| GE Xueting 葛雪婷 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-16 |
| GAO Xiong 高雄 | RE | 4 (Advising on Securities) | 2020-09-16 |
| GAO Xiong 高雄 | RE | 1 (Dealing in Securities) | 2020-09-10 |
| SHUM Yuk Yee 岑玉如 | RE | 1 (Dealing in Securities) | 2020-09-08 |
| TANG Jiheng 唐濟衡 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-07 |
| TAN Jiehua 譚杰華 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-04 |
| LEUNG Yau Jun Eugene 梁祐臻 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-04 |
| HUANG Yuelun 黃躍侖 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-02 |
| CHAN Chun Cheong 陳振昌 | RE | 1 (Dealing in Securities) | 2020-09-01 |
| HO Ming Lap 何名立 | RE | 1 (Dealing in Securities) | 2020-09-01 |
| YU Ka Ho, Bernard 余家豪 | RE | 1 (Dealing in Securities) | 2020-09-01 |
| FANG Jiaying 方家瓔 | RE | 4 (Advising on Securities) | 2020-09-01 |
| SHI Wenchao 史文超 | RE | 1 (Dealing in Securities) | 2020-09-01 |
| NGAN Man Wing 顏敏穎 | RE | 1 (Dealing in Securities) | 2020-09-01 |
| LAU Cheuk Lam, Chester 劉卓林 | RE | 1 (Dealing in Securities) | 2020-09-01 |
| TSANG Yee Har, Michelle 曾綺霞 | RE | 1 (Dealing in Securities) | 2020-09-01 |
| LO Wai Ho 盧偉浩 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-31 |
| CHAN Kit Shan Rita 陳潔珊 | RE | 1 (Dealing in Securities) | 2020-08-28 |
| WANG Sheau Huei 黃晓輝 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-08-28 |
| JIANG Zhiyuan 江之源 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-08-20 |
| NG Joe Him Thomas 吳祖謙 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-20 |
| JIA Shujun 賈姝君 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-20 |
| LI Zichong 李紫翀 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-14 |
| LEUNG Tong Fai 梁鏜煇 | RE | 1 (Dealing in Securities) | 2020-08-10 |
| LAI Chi Hang 黎志恒 | RE | 1 (Dealing in Securities) | 2020-08-06 |
| FANG Jiaying 方家瓔 | RE | 1 (Dealing in Securities) | 2020-08-06 |
| WU Shang 吳尚 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-06 |
| GAO Yuan 高遠 | RE | 4 (Advising on Securities) | 2020-08-03 |
| LI Wanqing 李婉晴 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-31 |
| CHEUNG Tsz Fong 張梓芳 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-07-31 |
| LI Shuo 李碩 | RO | 1 (Dealing in Securities) | 2020-07-29 |
| GAO Yuan 高遠 | RE | 1 (Dealing in Securities) | 2020-07-23 |
| PRADANA Jeff Arif | RE | 1 (Dealing in Securities) | 2020-07-14 |
| CHAN Ngae Chau 陳毅洲 | RE | 1 (Dealing in Securities) | 2020-07-10 |
| YIU Chi Shing 姚志成 | RE | 1 (Dealing in Securities) | 2020-07-10 |
| NG Ka Ki Arny 吳嘉旗 | RE | 1 (Dealing in Securities) | 2020-07-02 |
| LEE Wai Kei 李偉基 | RE | 4 (Advising on Securities) | 2020-06-29 |
| WANG Chuan 王荃 | RE | 1 (Dealing in Securities) | 2020-06-17 |
| LAM Yuen Shan, Gloria 林宛珊 | RE | 1 (Dealing in Securities) | 2020-06-15 |
| ZHU Jiang 朱江 | RE | 1 (Dealing in Securities) | 2020-06-12 |
| LEUNG Ka Wai Jan 梁家慧 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-06-12 |
| HUI Kan Yuen 許根源 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-05-29 |
| LUI Martin Wing Kei 雷永基 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-29 |
| SU Tingjuan 蘇婷娟 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-05-22 |
| HE Xiyu 何熙榆 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-21 |
| LI Lin Fung, Linus 李連豐 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-19 |
| TO Ting Fung 杜霆鋒 | RE | 1 (Dealing in Securities) | 2020-05-15 |
| JIANG Ting 姜婷 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-05-12 |
| HAU Jacquelynne 侯潔慈 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-04 |
| LAW Ngai Fung 羅毅鋒 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-04-21 |
| ZHANG Xukun 張旭坤 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-04-21 |
| WANG Weida 王偉達 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-04-16 |
| SO Hing Fai 蘇慶輝 | RE | 4 (Advising on Securities) | 2020-04-09 |
| LI Kefei 李克非 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-04-08 |
| TSANG Man Shan, Isabella 曾雯珊 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-04-02 |
| LAU Ming Cham 劉明瓚 | RE | 4 (Advising on Securities) | 2020-03-26 |
| MENG Zhaojin 孟昭晋 | RE | 4 (Advising on Securities) | 2020-03-26 |
| HE Yulei 何雨蕾 | RE | 4 (Advising on Securities) | 2020-03-26 |
| CAI Jiazhu 蔡佳竹 | RE | 4 (Advising on Securities) | 2020-03-26 |
| LI Qiu 李遒 | RE | 4 (Advising on Securities) | 2020-03-26 |
| NIU Anan 牛阿囡 | RE | 4 (Advising on Securities) | 2020-03-26 |
| TANG Qinghua 湯慶華 | RE | 4 (Advising on Securities) | 2020-03-26 |
| XIA Xiaoting 夏晓婷 | RE | 4 (Advising on Securities) | 2020-03-26 |
| GUO Shuang 郭瀧 | RE | 4 (Advising on Securities) | 2020-03-26 |
| CHEN Bo 陳博 | RE | 4 (Advising on Securities) | 2020-03-26 |
| BI Xiangtian 畢享天 | RE | 4 (Advising on Securities) | 2020-03-26 |
| WU Shuk Ching 胡淑清 | RE | 4 (Advising on Securities) | 2020-03-26 |
| ZHANG Ziwei 張紫薇 | RE | 4 (Advising on Securities) | 2020-03-26 |
| WANG Nan 王楠 | RE | 4 (Advising on Securities) | 2020-03-23 |
| YANG Bo 楊博 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-03-17 |
| ZHANG Anqi 張安琪 | RE | 1 (Dealing in Securities) | 2020-03-16 |
| CHEUNG Wing Yan 張泳恩 | RE | 1 (Dealing in Securities) | 2020-03-16 |
| WANG Zhi 王之 | RE | 4 (Advising on Securities) | 2020-03-11 |
| LEE Wai Kei 李偉基 | RE | 1 (Dealing in Securities) | 2020-02-26 |
| MITTELBACH Jacqueline Christine | RE | 1 (Dealing in Securities) | 2020-02-24 |
| TSE Ka Chun 謝家俊 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-02-18 |
| HU Kun 胡坤 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-02-10 |
| YAU Vincent Wing Tsuen 邱穎臻 | RE | 1 (Dealing in Securities) | 2020-01-29 |
| ZENG Andy Hanyang 曾翰洋 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-01-23 |
| JIN Feng 金鋒 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-01-23 |
| WU Charles 胡正灝 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-01-17 |
| HUANG Chun Pang 黃振鵬 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-01-16 |
| WANG Shenglian 王聖濂 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-01-13 |
| SONG Bohao 宋伯浩 | RE | 1 (Dealing in Securities) | 2020-01-02 |
| SONG Bohao 宋伯浩 | RE | 4 (Advising on Securities) | 2019-12-23 |
| ZENG Qingpei 曾慶培 | RE | 1 (Dealing in Securities) | 2019-12-19 |
| SZE Tak Kai 施得啟 | RE | 4 (Advising on Securities) | 2019-12-13 |
| SHI Jinjing 史晉京 | RE | 1 (Dealing in Securities) | 2019-12-13 |
| DENG Haili 鄧海立 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-12-11 |
| YUNG Chun Fai, Jeffrey 容俊暉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-12-02 |
| SHEN Xinyi 沈欣怡 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-11-27 |
| HE Lixin 何立新 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-11-26 |
| SO Yee Kwan 蘇綺君 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-11-19 |
| ZHANG Liang 張亮 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-11-18 |
| WANG Jiawei 王嘉偉 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-11-18 |
| YEUNG Wai Kei 楊偉基 | RO | 1 (Dealing in Securities) | 2019-11-13 |
| RAJIV Shashank Abhisheik | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-11-08 |
| LI Zhibin 黎智彬 | RE | 1 (Dealing in Securities) | 2019-11-06 |
| LIN Zheyu 林哲煜 | RE | 4 (Advising on Securities) | 2019-11-04 |
| WONG Tak Shing 黄德成 | RE | 1 (Dealing in Securities) | 2019-11-04 |
| ZHUANG Chaozheng 庄潮錚 | RE | 1 (Dealing in Securities) | 2019-11-04 |
| QIN Fen 秦奮 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-10-22 |
| LEUNG Kelvin Yau-teng 梁祐庭 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-10-21 |
| HO Kwan Yung 何軍蓉 | RE | 4 (Advising on Securities) | 2019-10-16 |
| LIU Ngar Yin 廖雅賢 | RE | 4 (Advising on Securities) | 2019-10-16 |
| KONG Lingming 孔令明 | RE | 1 (Dealing in Securities) | 2019-10-16 |
| LIN Zheyu 林哲煜 | RE | 1 (Dealing in Securities) | 2019-10-15 |
| SO Chi Hang, Christopher 蘇智恆 | RE | 1 (Dealing in Securities) | 2019-09-25 |
| XIA Xiaoting 夏晓婷 | RE | 1 (Dealing in Securities) | 2019-09-23 |
| FUNG Siu Ling 馮小玲 | RE | 1 (Dealing in Securities) | 2019-09-05 |
| ZHENG Zhiqiang | RE | 1 (Dealing in Securities) | 2019-09-05 |
| CHAN King Hong 陳景康 | RE | 1 (Dealing in Securities) | 2019-08-28 |
| YAN Chuxiong 閆楚雄 | RE | 1 (Dealing in Securities) | 2019-08-01 |
| LIANG Ruizhi 梁睿智 | RE | 1 (Dealing in Securities) | 2019-07-08 |
| LAU Ming Cham 劉明瓚 | RE | 1 (Dealing in Securities) | 2019-07-04 |
| SIN Ka Wai 單嘉偉 | RE | 1 (Dealing in Securities) | 2019-07-02 |
| CHEN Wangyu 陳望煜 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-06-26 |
| SEE Wee Phing, Eric 施威斌 | RE | 1 (Dealing in Securities) | 2019-06-21 |
| BAI Huizi 白惠子 | RE | 1 (Dealing in Securities) | 2019-06-21 |
| WU Shuk Ching 胡淑清 | RE | 1 (Dealing in Securities) | 2019-06-20 |
| HUI Ka Chang 許嘉昌 | RE | 1 (Dealing in Securities) | 2019-06-20 |
| HABERZETTL Martin Seung Yann 陳尚仁 | RE | 1 (Dealing in Securities) | 2019-06-20 |
| YANG He 楊荷 | RE | 4 (Advising on Securities) | 2019-06-19 |
| QIN Yu 秦羽 | RE | 1 (Dealing in Securities) | 2019-06-18 |
| YIP Pui Yee 葉佩怡 | RE | 4 (Advising on Securities) | 2019-06-17 |
| CHAN Ka Ki 陳嘉琪 | RE | 4 (Advising on Securities) | 2019-06-17 |
| SUN Qianru 孫倩茹 | RE | 1 (Dealing in Securities) | 2019-05-14 |
| JIANG Jihao 蔣驥昊 | RE | 1 (Dealing in Securities) | 2019-05-10 |
| KIN Shunei 金春瑛 | RE | 4 (Advising on Securities) | 2019-04-16 |
| CHEN Zhangchen 陳樟宸 | RE | 1 (Dealing in Securities) | 2019-03-11 |
| NG Yick Wai David 吳奕偉 | RE | 1 (Dealing in Securities) | 2019-03-04 |
| JIANG Jihao 蔣驥昊 | RE | 4 (Advising on Securities) | 2019-02-27 |
| QUEK Lye King Royston 郭來欽 | RO | 1 (Dealing in Securities) | 2019-02-25 |
| KUANG Kaiwen 鄺凱文 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-02-22 |
| ZHAO Cui 趙璀 | RE | 4 (Advising on Securities) | 2019-02-21 |
| LEE Kin Chun 李健駿 | RE | 4 (Advising on Securities) | 2019-02-20 |
| HU Tianyi 胡天一 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-02-20 |
| TANG Chit Yuen 鄧哲遠 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-02-11 |
| CHEN Zhangchen 陳樟宸 | RE | 4 (Advising on Securities) | 2019-01-15 |
| TANG Qinghua 湯慶華 | RE | 1 (Dealing in Securities) | 2019-01-04 |
| SUN Qianru 孫倩茹 | RE | 4 (Advising on Securities) | 2019-01-04 |
| LAM Ying Kit 林英傑 | RE | 1 (Dealing in Securities) | 2018-12-31 |
| CHANG Tianjie 常天婕 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-12-27 |
| HE Yulei 何雨蕾 | RE | 1 (Dealing in Securities) | 2018-12-17 |
| ZENG Yujie 曾宇杰 | RE | 1 (Dealing in Securities) | 2018-12-10 |
| CHIU Lee Lee 趙莉莉 | RE | 1 (Dealing in Securities) | 2018-12-06 |
| FUNG Kin Chueng 馮健昌 | RE | 1 (Dealing in Securities) | 2018-12-05 |
| LAN Mengyu 兰梦渝 | RE | 1 (Dealing in Securities) | 2018-11-30 |
| TAN Lok Him 陳樂謙 | RE | 1 (Dealing in Securities) | 2018-11-20 |
| SO Hing Fai 蘇慶輝 | RE | 1 (Dealing in Securities) | 2018-10-25 |
| LEE Ryan Chun Yin 李駿賢 | RE | 1 (Dealing in Securities) | 2018-10-11 |
| CHEUNG Kei Kong 張紀綱 | RE | 1 (Dealing in Securities) | 2018-10-04 |
| LAM Heung Wing 林向榮 | RE | 1 (Dealing in Securities) | 2018-10-04 |
| CHAN See Chun 陳思進 | RE | 1 (Dealing in Securities) | 2018-09-27 |
| CAI Jiazhu 蔡佳竹 | RE | 1 (Dealing in Securities) | 2018-09-13 |
| HU Hanwen 胡瀚文 | RE | 1 (Dealing in Securities) | 2018-09-06 |
| RIDLEY Barry Steven | RE | 1 (Dealing in Securities) | 2018-09-04 |
| BI Xiangtian 畢享天 | RE | 1 (Dealing in Securities) | 2018-08-29 |
| SHI Ping 石平 | RO | 1 (Dealing in Securities) | 2018-08-14 |
| KNIGHT Richard James Henry | RE | 1 (Dealing in Securities) | 2018-08-14 |
| ZHANG Yijing 張怡婧 | RE | 1 (Dealing in Securities) | 2018-08-07 |
| ZHAO Cui 趙璀 | RO | 1 (Dealing in Securities) | 2018-08-06 |
| TANG Keyin 唐珂吟 | RE | 1 (Dealing in Securities) | 2018-08-02 |
| LUI Yip Fung 呂業鋒 | RE | 1 (Dealing in Securities) | 2018-07-24 |
| YU Ka Ho, Bernard 余家豪 | RE | 4 (Advising on Securities) | 2018-07-20 |
| TAW Gregory Michael | RE | 1 (Dealing in Securities) | 2018-07-20 |
| CHEN Xuan 陳煊 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-07-03 |
| SUEN Chi Yeung, Toby 孫智洋 | RE | 4 (Advising on Securities) | 2018-06-29 |
| CHAN Ka Ki 陳嘉琪 | RE | 1 (Dealing in Securities) | 2018-06-28 |
| SHI Jinjing 史晉京 | RE | 4 (Advising on Securities) | 2018-06-25 |
| HO Tsz Tung 何子彤 | RE | 1 (Dealing in Securities) | 2018-06-22 |
| WONG Cliff Gordon 黃煒杰 | RE | 1 (Dealing in Securities) | 2018-06-22 |
| SUEN Chi Yeung, Toby 孫智洋 | RE | 1 (Dealing in Securities) | 2018-05-28 |
| MA Chaojun 馬超俊 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-05-07 |
| FU Chong 付翀 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-05-04 |
| XU Bingxuan 許冰玄 | RE | 1 (Dealing in Securities) | 2018-04-26 |
| LO Yuen Ting, Candy 盧琬婷 | RE | 1 (Dealing in Securities) | 2018-04-03 |
| TAM Ka Lun 譚家倫 | RE | 1 (Dealing in Securities) | 2018-03-20 |
| TAM Sze Chun Christopher 譚思駿 | RE | 1 (Dealing in Securities) | 2018-03-06 |
| GUO Shuang 郭瀧 | RE | 1 (Dealing in Securities) | 2018-03-01 |
| SUN Jianwen 孫健文 | RE | 1 (Dealing in Securities) | 2018-01-29 |
| TURLEY Catherine Elizabeth | RE | 1 (Dealing in Securities) | 2018-01-23 |
| CHEN Bo 陳博 | RE | 1 (Dealing in Securities) | 2018-01-16 |
| CHEN Dan 陳丹 | RE | 1 (Dealing in Securities) | 2018-01-02 |
| CHOW Sze Wan 周詩韻 | RE | 1 (Dealing in Securities) | 2017-12-21 |
| NIU Anan 牛阿囡 | RE | 1 (Dealing in Securities) | 2017-12-06 |
| LAW Lai King 羅麗琼 | RE | 1 (Dealing in Securities) | 2017-11-06 |
| HUANG Zheng 黃峥 | RO | 1 (Dealing in Securities) | 2017-10-26 |
| MA Junrui 馬隽睿 | RE | 1 (Dealing in Securities) | 2017-10-13 |
| LUI Kwok Him 呂國謙 | RE | 1 (Dealing in Securities) | 2017-10-12 |
| TANG Guyang 湯谷暘 | RE | 1 (Dealing in Securities) | 2017-10-09 |
| YEUNG Fu Ngai 楊富藝 | RE | 1 (Dealing in Securities) | 2017-10-04 |
| GENG Geng 耿耿 | RE | 1 (Dealing in Securities) | 2017-09-27 |
| TENG Song 滕松 | RE | 1 (Dealing in Securities) | 2017-09-13 |
| ZHOU Xiang 周翔 | RE | 4 (Advising on Securities) | 2017-09-11 |
| LI Tangtan 李唐坦 | RE | 4 (Advising on Securities) | 2017-08-30 |
| PLIMACK Andrew Michael | RE | 1 (Dealing in Securities) | 2017-08-17 |
| JIANG Han 蔣菡 | RE | 1 (Dealing in Securities) | 2017-08-10 |
| MENG Zhaojin 孟昭晋 | RE | 1 (Dealing in Securities) | 2017-08-03 |
| ZHANG Yige 張一歌 | RE | 1 (Dealing in Securities) | 2017-06-20 |
| WANG Mo 王沫 | RE | 1 (Dealing in Securities) | 2017-06-14 |
| LAM Chun Kay 林俊基 | RE | 1 (Dealing in Securities) | 2017-06-02 |
| LI Hiu Chung 李曉頌 | RE | 1 (Dealing in Securities) | 2017-06-02 |
| ZHANG Min 張敏 | RE | 1 (Dealing in Securities) | 2017-05-17 |
| HO Kwan Yung 何軍蓉 | RE | 1 (Dealing in Securities) | 2017-03-23 |
| LIU Ngar Yin 廖雅賢 | RE | 1 (Dealing in Securities) | 2017-03-14 |
| WANG Shijia 王世佳 | RE | 1 (Dealing in Securities) | 2017-02-14 |
| LIAN Xiaochao 連小超 | RE | 1 (Dealing in Securities) | 2017-02-03 |
| TSANG Kim Po 曾劍波 | RO | 1 (Dealing in Securities) | 2017-01-24 |
| YANG He 楊荷 | RE | 1 (Dealing in Securities) | 2017-01-23 |
| KIN Shunei 金春瑛 | RE | 1 (Dealing in Securities) | 2016-10-25 |
| PANG Wai Yuen 彭瑋源 | RE | 1 (Dealing in Securities) | 2016-10-18 |
| CHEN Yi 陳藝 | RE | 4 (Advising on Securities) | 2016-10-11 |
| HUANG Zheng 黃峥 | RE | 4 (Advising on Securities) | 2016-10-07 |
| CHONG Kenny 莊嘉麟 | RE | 4 (Advising on Securities) | 2016-09-29 |
| LEE Chun Pong 李振邦 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2016-09-27 |
| CHEN Yi 陳藝 | RO | 1 (Dealing in Securities) | 2016-08-22 |
| WONG Lai Kwok, Ruby 黃麗幗 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2016-07-27 |
| MAK Ho Lim 麥灝廉 | RE | 1 (Dealing in Securities) | 2016-06-27 |
| HUANG Jiaqi 黃嘉琪 | RE | 1 (Dealing in Securities) | 2016-06-23 |
| WANG Jian 王健 | RE | 1 (Dealing in Securities) | 2016-05-24 |
| CHOW Yu Hin 周宇軒 | RE | 1 (Dealing in Securities) | 2016-04-21 |
| LEUNG Kwok Kuen, Charles 梁國權 | RE | 1 (Dealing in Securities) | 2016-03-21 |
| ZHAO Ran 趙然 | RE | 1 (Dealing in Securities) | 2016-02-25 |
| LEE Kin Chun 李健駿 | RE | 1 (Dealing in Securities) | 2016-02-22 |
| FU Fuxing 傅福行 | RE | 1 (Dealing in Securities) | 2016-01-21 |
| CHUNG Ka Kei 鍾家琦 | RE | 1 (Dealing in Securities) | 2016-01-05 |
| WOO Man Wai 鄔文緯 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2016-01-05 |
| HUANG Qianyun 黃倩芸 | RE | 1 (Dealing in Securities) | 2015-12-24 |
| LEUNG Koon Yip, Kevin 梁冠業 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-12-01 |
| WANG Zihao 王自豪 | RE | 1 (Dealing in Securities) | 2015-11-24 |
| ZHANG Ziwei 張紫薇 | RE | 1 (Dealing in Securities) | 2015-10-22 |
| YANG Fan 楊凡 | RE | 1 (Dealing in Securities) | 2015-10-02 |
| SZE Tak Kai 施得啟 | RE | 1 (Dealing in Securities) | 2015-09-30 |
| GE Hongliang 葛宏亮 | RE | 1 (Dealing in Securities) | 2015-09-14 |
| LI Tangtan 李唐坦 | RE | 1 (Dealing in Securities) | 2015-09-07 |
| NG Ka Ming 吳家明 | RE | 1 (Dealing in Securities) | 2015-08-31 |
| ZHAO Min 趙敏 | RE | 1 (Dealing in Securities) | 2015-08-31 |
| HO Suet Lee 何雪梨 | RE | 1 (Dealing in Securities) | 2015-08-26 |
| TAN Kaijie 陳凱杰 | RE | 1 (Dealing in Securities) | 2015-08-24 |
| WONG Yun Tong Anton 黃潤棠 | RE | 1 (Dealing in Securities) | 2015-08-10 |
| LEUNG Hoi Ting, Erica 梁凱婷 | RE | 1 (Dealing in Securities) | 2015-07-08 |
| XIAO Lingjun 肖令君 | RE | 1 (Dealing in Securities) | 2015-06-30 |
| LI Qiu 李遒 | RE | 1 (Dealing in Securities) | 2015-06-17 |
| LEONG Kai Soi 梁啟瑞 | RE | 1 (Dealing in Securities) | 2015-06-11 |
| ZHANG Fufei 張符飛 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-06-02 |
| XU Hua 徐樺 | RE | 1 (Dealing in Securities) | 2015-01-16 |
| LIU Danhong 劉丹紅 | RE | 1 (Dealing in Securities) | 2014-12-10 |
| FUNG Yi Huen 馮怡萱 | RE | 1 (Dealing in Securities) | 2014-11-20 |
| CHAN Chun Yin, Ronny 陳雋彥 | RE | 1 (Dealing in Securities) | 2014-10-31 |
| TSOI Kong Sang 蔡港生 | RE | 1 (Dealing in Securities) | 2014-08-22 |
| YIP Pui Yee 葉佩怡 | RE | 1 (Dealing in Securities) | 2014-08-22 |
| KANG XIAO Paloma Blanca | RE | 1 (Dealing in Securities) | 2014-05-27 |
| TAN Ye Hin, David 陳毅衡 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2014-04-17 |
| HO Kenneth Shiu Pong 何兆邦 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2014-03-31 |
| XU Shuhua 許舒華 | RE | 1 (Dealing in Securities) | 2014-03-11 |
| LAN Wan Ting 藍莞婷 | RE | 4 (Advising on Securities) | 2014-01-10 |
| LAN Wan Ting 藍莞婷 | RE | 1 (Dealing in Securities) | 2013-09-06 |
| CHEUNG Man Lee 張曼莉 | RE | 1 (Dealing in Securities) | 2013-08-15 |
| CHOU Chuk Nam 周速楠 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-07-10 |
| JIN Ning 金寧 | RE | 1 (Dealing in Securities) | 2012-10-31 |
| CHAN Yat Nam, Daniel 陳日嵐 | RO | 1 (Dealing in Securities) | 2012-08-08 |
| CHU Huili 儲慧莉 | RE | 1 (Dealing in Securities) | 2012-05-09 |
| CHAN Yu Hang, Hugo 陳宇恆 | RE | 1 (Dealing in Securities) | 2011-08-19 |
| MAK Yan Chik 麥人植 | RE | 4 (Advising on Securities) | 2011-08-18 |
| SUN Tong 孫彤 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2010-09-24 |
| MAK Yan Chik 麥人植 | RE | 1 (Dealing in Securities) | 2010-05-04 |
| CHEUK Lai Ping 卓麗冰 | RE | 1 (Dealing in Securities) | 2008-08-19 |
| LAU Wai Chong 劉慧莊 | RE | 1 (Dealing in Securities) | 2008-08-15 |
| YIP Chung Hong 葉仲康 | RE | 1 (Dealing in Securities) | 2007-07-26 |
| LAM Keng Iong 林勁勇 | RE | 4 (Advising on Securities) | 2007-07-26 |
| TSUI Cheung On 徐祥安 | RE | 1 (Dealing in Securities) | 2007-07-24 |
| NG Tai Shan 吳泰山 | RE | 1 (Dealing in Securities) | 2007-07-17 |
| TAM Tsz Wing, Joe 譚子泳 | RE | 1 (Dealing in Securities) | 2007-06-05 |
| CHAN Shuk Ming 陳淑明 | RE | 1 (Dealing in Securities) | 2006-10-05 |
| HO Chi Wing 何志榮 | RE | 1 (Dealing in Securities) | 2006-01-24 |
| LAU Shu Yan 劉樹恩 | RE | 1 (Dealing in Securities) | 2006-01-24 |
| WONG Kit Sum, Ada 黃潔心 | RE | 1 (Dealing in Securities) | 2005-12-09 |
| HON Man Kwong 韓民光 | RE | 1 (Dealing in Securities) | 2005-10-12 |
| YUEN Yat Shing, Trevor 袁溢誠 | RE | 1 (Dealing in Securities) | 2005-02-25 |
| CHANG Choi Meng 曾再明 | RE | 1 (Dealing in Securities) | 2004-08-25 |
| LI Tsz Lung, Samson 李子龍 | RE | 1 (Dealing in Securities) | 2004-04-01 |
| YAU Kar Man, Karman 邱嘉雯 | RE | 1 (Dealing in Securities) | 2004-01-10 |
| LEE Wong, Tommy 李旺 | RE | 1 (Dealing in Securities) | 2003-08-07 |
| CHEUNG Hei Lung, Cykill 張喜龍 | RE | 1 (Dealing in Securities) | 2003-07-30 |
| LAM Dan Leuk 林旦略 | RE | 1 (Dealing in Securities) | 2003-07-23 |
| MOK Harvey Po Lun 莫報倫 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| CHAU Tak Weng 周德榮 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LEE Wing Yin 李詠賢 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| WONG Yiu Keung 黃耀強 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| MAN Mei Yuk 萬美玉 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| SO Siu Lam, Simon 蘇兆霖 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| WONG Yuk Tung 汪旭東 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| WONG Choi Fan 黃彩芬 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| WONG Ka Man 王加文 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| YAU Kin Lun 游健麟 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LAM Yiu Lung, Tigo 林耀龍 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| WONG Wing Lun 王榮麟 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| TANG Siu Tong 鄧兆堂 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| CHAN Kam Man 陳錦文 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| WONG Hiu Fung 黃曉峰 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LAM Keng Iong 林勁勇 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| NG Ho Chuen 伍浩銓 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| HU Zeming 胡澤明 | RE | 1 (Dealing in Securities) | 2003-04-01 |