SFC Licences of POON Suk Ying 潘淑英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ASA Securities Limited 富國證券有限公司 | RE | 1 | 29 June 2015 | 21 June 2019 |
Lehin Securities Limited 利興股票有限公司 | RE | 1 | 02 November 2005 | 20 June 2015 |
Sun Growth Securities Limited 志昇証券有限公司 | RE | 1 | 01 April 2003 | 01 November 2005 |
Sun Growth Securities Limited 志昇証券有限公司 | RE | 9 | 01 April 2003 | 03 July 2004 |
Sun Growth Securities Limited 志昇証券有限公司 | RE | 6 | 01 April 2003 | 03 July 2004 |
Sun Growth Securities Limited 志昇証券有限公司 | RE | 4 | 01 April 2003 | 03 July 2004 |