SFC Licences of POON Suk Ying 潘淑英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ASA Securities Limited 富國證券有限公司 RE 1 29 June 2015 21 June 2019
Lehin Securities Limited 利興股票有限公司 RE 1 02 November 2005 20 June 2015
Sun Growth Securities Limited 志昇証券有限公司 RE 1 01 April 2003 01 November 2005
Sun Growth Securities Limited 志昇証券有限公司 RE 9 01 April 2003 03 July 2004
Sun Growth Securities Limited 志昇証券有限公司 RE 6 01 April 2003 03 July 2004
Sun Growth Securities Limited 志昇証券有限公司 RE 4 01 April 2003 03 July 2004